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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-07-23 |
Branch Locations
1211 Ave Of The Americas 27Th Fl, New York, NY 10036 • United States
1 Penn Plaza 27Th Fl [Support Center], New York, NY 10119 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | New York | NY | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | New York | NY | 11/2016 | Present |
NOTARY PUBLIC, NOT INV RELATED, BRONX, NY. START 4/14/15, 1 HOUR/MONTH, 0 DURING TRADING, NOTARIZE DOCUMENTS.; GUARDIAN FOR GRANDMOTHER, INV RELATED, NEW YORK, NY, START: 8/1/2019, 10 HRS/MONTH, 0 HRS DURING TRADING.; EXECUTOR FOR GRANDMOTHER, INV RELATED, BRONX, NY, START: 6/1/2024, 1 HOUR A MONTH, 0 HOURS DURING TRADING.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2015-02-02 |
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