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Ubs Financial Services Inc. CRD 8174
$916B regulatory AUM 18,245 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2024-04-09 |
| DC | RA | APPROVED | 2023-01-26 |
| NY | RA | APPROVED | 2021-10-26 |
Branch Locations
3 Manhattanville Road Suite 210, Purchase, NY 10577 • United States
30 Deerfield Lane, Cortlandt Manor, NY 10567 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc | White Plains | NY | 09/2008 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-01-17 |
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