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Michael Von Essen

Ubs Financial Services Inc.

Purchase, NY

Cortlandt Manor, NY

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-04-09
DC RA APPROVED 2023-01-26
NY RA APPROVED 2021-10-26
  • TX RA
    APPROVED_RES
    Since 2024-04-09
  • DC RA
    APPROVED
    Since 2023-01-26
  • NY RA
    APPROVED
    Since 2021-10-26

Branch Locations

3 Manhattanville Road Suite 210, Purchase, NY 10577 • United States

30 Deerfield Lane, Cortlandt Manor, NY 10567 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc White Plains NY 09/2008 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-01-17
  • S66 Uniform Combined State Law Examination
    2006-01-17
Other Names
  • Michael Anthony Von Essen

View on SEC IAPD

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Other Offices

GREENHAVEN ASSOCIATES INC · PURCHASE, NY
NOW ASSET MANAGEMENT LLC · PURCHASE, NY
OTR GLOBAL LLC · PURCHASE, NY
JANNEY MONTGOMERY SCOTT LLC · PURCHASE, NY
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · PURCHASE, NY
GREYWOLF CAPITAL MANAGEMENT LP · PURCHASE, NY
OLSTEIN CAPITAL MANAGEMENT, L.P. · PURCHASE, NY
RBC CAPITAL MARKETS, LLC · PURCHASE, NY

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