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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2021-03-26
IL RA APPROVED 2021-03-24
  • TX RA
    APPROVED_RES
    Since 2021-03-26
  • IL RA
    APPROVED
    Since 2021-03-24

Branch Locations

500 Skokie Blvd, Northbrook, IL 60062 • United States

110 East Irving Park Road, Roselle, IL 60172 • United States

201 W. Grand, Bensenville, IL 60106 • United States

130 West Devon Ave., Wood Dale, IL 60191 • United States

3063 Dundee Road, Northbrook, IL 60062 • United States

1190 Mchenry Rd, Buffalo Grove, IL 60089 • United States

333 Park Ave, Glencoe, IL 60022 • United States

Barrington, IL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Harris Investor Services, Inc Chicago IL 05/2010 Present
Lpl Financial Llc Roselle IL 03/2021 Present
  • 05/2010 → Present
    Harris Investor Services, Inc
    Chicago, IL
  • 03/2021 → Present
    Roselle, IL
Previous Registrations
  • 2010-05-17 → 2021-03-24
    Bmo Harris Financial Advisors, Inc.
    Chicago, IL
    Roselle, IL
    Chicago, IL
  • 2007-02-12 → 2010-05-14
    Lombard, IL
Other Businesses

1) 03/24/2021 - DBA for LPL Business (entity for LPL business) - BMO Investment Services - Investment Related - ROSELLE, IL

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-02-02
S63 Uniform Securities Agent State Law Examination 2002-08-19
  • S66 Uniform Combined State Law Examination
    2007-02-02
  • S63 Uniform Securities Agent State Law Examination
    2002-08-19
Designations
Other Names
  • Tony Trainor

View on SEC IAPD

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