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Jorge A Garcia

Gallagher Fiduciary Advisors, LLC

Rolling Meadows, IL

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Current Employers
Gallagher Fiduciary Advisors, Llc

2850 Golf Road, Rolling Meadows, IL 60008 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2025-04-24
CO RA APPROVED 2025-04-23
  • IL RA
    APPROVED
    Since 2025-04-24
  • CO RA
    APPROVED
    Since 2025-04-23

Branch Locations

2850 Golf Road, Rolling Meadows, IL 60008 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Principal Life Insurance Company Des Moines IA 02/2001 02/2025
Principal Securities Inc Des Moines IA 06/2001 02/2025
Gallagher Fiduciary Advisors, Llc Rolling Meadows IL 04/2025 Present
Osaic Wealth Scottsdale AZ 08/2025 Present
Previous Registrations
  • 2006-04-06 → 2025-02-11
    Principal Securities, Inc.
    Indianapolis, IN
    Indianapolis, IN
    Des Moines, IA
    Indianapolis, IN
    Lombard, IL
    Indianapolis, IN
    Lombard, IL
    Des Moines, IA
    Raleigh, NC
    Morrison, CO
    Minneapolis, MN
    Denver, CO
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-04-05
S63 Uniform Securities Agent State Law Examination 2003-08-01
  • S66 Uniform Combined State Law Examination
    2006-04-05
  • S63 Uniform Securities Agent State Law Examination
    2003-08-01
Other Names
  • Jorge Azuero Garcia
  • Jorge Alberto Garcia

View on SEC IAPD

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Other Offices

LEADING EDGE WEALTH MANAGEMENT, LLC · ROLLING MEADOWS, IL
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · ROLLING MEADOWS, IL
AMERIPRISE FINANCIAL SERVICES, LLC · ROLLING MEADOWS, IL
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · ROLLING MEADOWS, IL
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · Rolling Meadows, IL
LPL FINANCIAL LLC · ROLLING MEADOWS, IL
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · ROLLING MEADOWS, IL
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