Taylor Theodor Gray

Current Employers

Employment History

• 01/2012 → 03/2022
  Fieldpoint Private Securities, Llc
  Westport, CT
• 05/2011 → 12/2017
  Fieldpoint Private Advisors
  New York, NY
• 03/2022 → Present
  Ubs Financial Services Inc
  White Plains, NY

Previous Registrations

• 2015-03-11 → 2022-03-08
  Dominari Securities Llc
  New York, NY
  New York, NY
  New York, NY
• 2006-04-25 → 2017-12-31
  Fieldpoint Private Advisors
  New York, NY
• 2001-07-17 → 2004-11-17
  Fieldpoint Private Advisors
  New York, NY

Other Businesses

Exponent Philanthropy / 1720 N Street, NWWashingtonDistrict of Columbia20036 / When lean funders are uncertain or feel isolated, Exponent Philanthropy connects them with answers, experts, and peers to create a supportive community of fulfilled, informed, and, ultimately, more effective philanthropists. / Development Committee member. The development committee supports staff's efforts to grow and diversify the association's revenue streams. The development committee provides input, advice, as well as introductions, where appropriate, regarding fundraising strategy and donor/sponsor recruitment and stewardship. https://www.exponentphilanthropy.org/our-members/committees/development/ Member of a committee representing the interests of any third party / Start Date: 10/1/2019 The Countess Moira Charitable Foundation / P.O. Box 907RemsenburgNew YorkUnited States11960 / Grant making to qualifying charities through operations as a 501(c)(03) private non-operating foundation, EIN: [REDACTED] / Foundation / As a Trustee and Treasurer, I am responsible for financial management of the foundation, keeping books and records, tracking annual grants made vs the distribution budget for the year, preparation for the annual audit / 9/18/2000 3) Name of Business: The Countess Moira Charitable Foundation / Address: PO Box 907 Remsenburg New York United States1960-0907 / Investment related: No./ Nature of Business: Private grantmaking foundation./ Role: "As a volunteer and as a trustee of a private foundation, I am coauthoring, with Lenore Sanchez, a CPA who focuses on not-for-profits with accounting firm PKF O'Connor Davies, a periodic series of articles on the broad topic of non-profit positioning and disclosure via publicly available third party monitors such as GuideStar and Charity Navigator. There is an ongoing evolution toward an interconnected system of third-party monitors of public charities that offers the possibility of more robust information available to donors and others - but is creating an increasing degree of complexity for charities that wish to ensure their profiles are optimized. The article series, is aimed towards fiduciaries, staff, and other participants with charities, seeks to help readers better understand some of the ways organizations can improve their profiles. The articles will not mention UBS or my role as a FA. It is anticipated that updated articles will be published at most 2-3 times a year as the evaluation tools and practices of public charities evolves."/ Start Date: 5/16/2023./ Hours Devoted: No./Time Required: N/A.

Exams

• S63 Uniform Securities Agent State Law Examination
  2014-09-03
• S65 Uniform Investment Adviser Law Examination
  2000-08-30