Stephen Neal Karp

Current Employers

Employment History

• 10/2008 → Present
  Karp Solutions
  Weston, FL
• 07/2016 → 03/2018
  Massachusetts Mutual Life Insurance Company
  Springfield, MA
• 03/2017 → 03/2018
  Mml Investors Services, Llc
  Fort Lauderdale, FL
• 03/2018 → 06/2024
  Sagepoint Financial, Inc.
  Fort Lauderdale, FL
• 09/2023 → 06/2024
  Osaic Wealth, Inc.
  Fort Lauderdale, FL
• 06/2024 → Present
  Hornor, Townsend, & Kent Llc
  Horsham, PA

Previous Registrations

• 2023-09-01 → 2024-07-16
  Osaic Wealth, Inc.
  Fort Lauderdale, FL
• 2018-03-27 → 2023-09-01
  Osaic Services, Inc.
  Fort Lauderdale, FL
• 2017-03-25 → 2018-03-28
  Mml Investors Services, Llc
  Fort Lauderdale, FL
• 2015-08-21 → 2017-03-25
  Msi Financial Services, Inc.
  Fort Lauderdale, FL
• 2009-03-16 → 2015-08-26
  Equitable Advisors, Llc
  Ft. Lauderdale, FL

Other Businesses

1)INS BROKERAGE | INVEST RELATED: YES | DBA: KARP FINANCIAL STRATEGIES | POSITION: AGENT | ADDRESS: 2600 NORTH MILITARY TRAIL, STE 420, BOCA RATON, FL 33431 | START DATE: 11/2/2008 | NATURE: INSURANCE BROKERAGE | APPROX HRS PER MTH: 80 | APPROX TRADING HRS PER MTH: 60 |DUTIES: INSURANCE SALES AND SERVICE. 2)INS BROKERAGE | INVEST RELATED: YES | DBA: STEPHEN KARP | POSITION: AGENT | ADDRESS: 2600 NORTH MILITARY TRL, STE 420, BOCA RATON, FL 33431 | START DATE: 4/1/2009 | NATURE: INSURANCE BROKERAGE | APPROX HRS PER MTH: 80 | APPROX TRADING HRS PER MTH: 60 | DUTIES: INSURANCE SALES AND SERVICE . 3)CONSULTING | INVEST RELATED: NO | DBA: KARP SOLUTIONS, LLC, DBA KARP HR SOLUTIONS | POSITION: OWNER | ADDRESS: 7768 LAKESIDE BLVD, #521, BOCA RATON, FL 33434 | START DATE: 10/1/2008 | NATURE: BUSINESS CONSULTING | APPROX HRS PER MTH: 20 | APPROX TRADING HRS PER MTH: 10 | DUTIES: BUSINESS CONSULTING, HR STRATEGY COACHING, COMPENSATION ANALYSIS. 4)CONSULTING | INVEST RELATED: NO | DBA: GRAHALL | POSITION: EMPLOYEE | ADDRESS: P.O. BOX 116, WABAN, MA 02468 | START DATE: 1/1/2008 | NATURE: CONSULTING | APPROX HRS PER MTH: 0 | APPROX TRADING HRS PER MTH: 0 | DUTIES: HR CONSULTANT NETWORK WHERE I AM LISTED ON THEIR WEBSITE. 5)TECHNOLOGY SERVICES | INVEST RELATED: NO | DBA: PAYSCALE PARTNER MARKETPLACE | POSITION: CHANNEL PARTNER | ADDRESS: 113 CHERRY ST, SEATTLE, WA 98104 | START DATE: 07/01/2002 | NATURE: TECHNOLOGY SERVICES | APPROX HRS PER MTH: 1 | APPROX TRADING HRS PER MTH: 1 | DUTIES: MARKET PAYSCALE HR SOLUTIONS AS PART OF KARP SOLUTIONS. 6)Q INSIGHTS STUDY | POSITION: I HAVE NO RELATIONSHIP. I WAS A PARTICIPANT IN THE STUDY. I WAS INTERVIEWED BY AN INDEPENDENT CONTRACTOR OF THE MARKET RESEARCH FIRM. MY ANSWERS WILL BE REMAINING ANONYMOUS. I WILL BE PAID FOR ONE HOUR OF MY TIME AS AN INDEPENDENT CONTRACTOR. | NATURE: I WAS INTERVIEWED BY A MARKET RESEARCH FIRM ON VIEWS ABOUT GEOGRAPHIC DIFFERENCES OF PEOPLE | INVEST RELATED: NO | NUMBER OF HOURS: 1 | SECURITIES TRADING HOURS: 1 | START DATE: 08/02/2024 | ADDRESS: VIRTUAL | DUTIES: I WAS INTERVIEWED ONE TIME ONLY...NEVER TO BE REPEATED. 7)AURELIUS LEGACY PARTNERS | DBA: KARP FINANCIAL STRATEGIES | POSITION: JOINT WORK PARTNER WITH APPROVED SPLIT CODE | NATURE: PROVIDE INVESTMENT MANAGEMENT FOR AURELIUS PARTNER'S CLIENTS | INVEST RELATED: YES | NUMBER OF HOURS: 4 | SECURITIES TRADING HOURS: 4 | START DATE: 07/24/2025 | ADDRESS: 7768 LAKESIDE BLVD, #521, BOCA RATON, FL 33434 | DUTIES: I WANT TO BE LISTED ON THEIR WEBSITE. I AM CONDUCTING THE INVESTMENT BUSINESS UNDER MY APPROVED SECURITIES LICENSE. THIS IS MERELY SO I CAN BE SHOWN ON THEIR WEBSITE. 8)BARAZFIN | POSITION: JOINT WORK PARTNER WITH APPROVED SPLIT CODE | NATURE: PROVIDE INVESTMENT MANAGEMENT FOR BARAZFIN'S CLIENTS | INVEST RELATED: YES | NUMBER OF HOURS: 4 | SECURITIES TRADING HOURS: 4 | START DATE: 01/20/2026 | ADDRESS: 7768 LAKESIDE BLVD, APT 521, BOCA RATON FL 33434 | DUTIES: I WANT TO BE LISTED ON THEIR WEBSITE. I AM CONDUCTING THE INVESTMENT BUSINESS UNDER MY APPROVED SECURITIES LICENSE. THIS IS MERELY SO I CAN BE SHOWN ON THEIR WEBSITE. 9)EMPYREAN CLUB, LLC | POSITION: PARTNER | NATURE: ENTERTAINMENT VENUE IN BROOKLYN NY | INVEST RELATED: NO | NUMBER OF HOURS: 0 | SECURITIES TRADING HOURS: 0 | START DATE: 04/10/2026 | ADDRESS: 421 TROUTMAN ST, BROOKLYN NY 11237, UNITED STATES | DUTIES: LIMITED PARTNER--NO RESPONSIBILITIES. JUST AN INVESTOR. 10)ELEANOR KARP REVOCABLE TRUST | POSITION: TRUSTEE | NATURE: THIS IS MY MOTHER'S REVOCABLE TRUST. IT HAS BEEN DORMANT FOR SEVERAL YEARS AS ALL OF THE MONEY TITLED THIS WAY HAD BEEN EXHAUSTED. MY MOTHER IS SELLING HER HOME & THE NET PROCEEDS WILL GO INTO THE TRUST, NOW REQUIRING MY ROLE AS ONE OF THE TRUSTEES TO GO INTO EFFECT AGAIN | INVEST RELATED: NO | NUMBER OF HOURS: 1 | SECURITIES TRADING HOURS: 1 | START DATE: 03/13/2009 | ADDRESS: 1427 VICTORIA ISLE DR, WESTON FL 33327 | DUTIES: TRUSTEE OF THE REVOCABLE TRUST. WE WILL BE OPENING AN INVESTMENT ADVISORY ACCOUNT FOR THIS TRUST.

Exams

• S66 Uniform Combined State Law Examination
  2009-02-17
• S63 Uniform Securities Agent State Law Examination
  2001-08-27