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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
AL RA APPROVED 2024-03-18
TX RA APPROVED 2024-03-14
  • AL RA
    APPROVED
    Since 2024-03-18
  • TX RA
    APPROVED
    Since 2024-03-14

Branch Locations

109 Kay Ave, Trussville, AL 35173 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Proequities, Inc. Birmingham AL 09/2002 10/2018
Cambridge Investment Research, Inc. Fairfield IA 10/2018 03/2024
Cambridge Investment Research Advisors, Inc. Fairfield IA 10/2018 03/2024
Lpl Financial Trussville AL 03/2024 Present
  • 09/2002 → 10/2018
    Proequities, Inc.
    Birmingham, AL
  • 10/2018 → 03/2024
    Cambridge Investment Research, Inc.
    Fairfield, IA
  • 10/2018 → 03/2024
    Fairfield, IA
  • 03/2024 → Present
    Lpl Financial
    Trussville, AL
Previous Registrations
Other Businesses

1- 03/14/2024 - Notary - Notary - Investment Related - Start date: 08/26/2020 - At Reported Business Location(s) - 1 hr mth - 0 hrs during trading . 2- 03/14/2024 - Crossroads Financial - Business Entity For Tax/Investment Purposes Only - Not Investment Related -At reported business location(s) - Start date: 09/29/2023 - 160 hrs mth / 40 hrs during trading . 3- 03/14/2024 - Fixed Insurance Trails - Non-Variable Insurance Trails Only - Investment Related - At reported business location(s) -Start date: 02/01/2021 - 0 hr mth - 0 hrs during trading . 4- 03/14/2024 - Fixed Insurance - Non-Variable Insurance - Investment Related - At reported business location(s) - Start date: 02/01/2021 - 1 hr mth - 1 hr during trading. 5- 03/14/2024 - RCM Capital Management, LLC - DBA for LPL Business (entity for LPL business) - Investment Related - At reported business location(s) - Start Date:02/01/2021 -160 hrs mth - 40 hrs during trading. 6) 07/28/2025 - OG Lawncare LLC - Not Investment Related - other - business owner - At Reported Business Location(s) - Start Date:07/15/2025 - 10 Hrs/Mth - 0 Hrs During Trading.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2016-03-14
S63 Uniform Securities Agent State Law Examination 2004-12-20
  • S65 Uniform Investment Adviser Law Examination
    2016-03-14
  • S63 Uniform Securities Agent State Law Examination
    2004-12-20
Other Names
  • Sara Anne Johnston
  • Sara Jones Hibbs
  • Sara Anne Jones
  • Sara Jones Hibbs

View on SEC IAPD

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