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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AL | RA | APPROVED | 2024-03-18 |
| TX | RA | APPROVED | 2024-03-14 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Proequities, Inc. | Birmingham | AL | 09/2002 | 10/2018 |
| Cambridge Investment Research, Inc. | Fairfield | IA | 10/2018 | 03/2024 |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 10/2018 | 03/2024 |
| Lpl Financial | Trussville | AL | 03/2024 | Present |
1- 03/14/2024 - Notary - Notary - Investment Related - Start date: 08/26/2020 - At Reported Business Location(s) - 1 hr mth - 0 hrs during trading . 2- 03/14/2024 - Crossroads Financial - Business Entity For Tax/Investment Purposes Only - Not Investment Related -At reported business location(s) - Start date: 09/29/2023 - 160 hrs mth / 40 hrs during trading . 3- 03/14/2024 - Fixed Insurance Trails - Non-Variable Insurance Trails Only - Investment Related - At reported business location(s) -Start date: 02/01/2021 - 0 hr mth - 0 hrs during trading . 4- 03/14/2024 - Fixed Insurance - Non-Variable Insurance - Investment Related - At reported business location(s) - Start date: 02/01/2021 - 1 hr mth - 1 hr during trading. 5- 03/14/2024 - RCM Capital Management, LLC - DBA for LPL Business (entity for LPL business) - Investment Related - At reported business location(s) - Start Date:02/01/2021 -160 hrs mth - 40 hrs during trading. 6) 07/28/2025 - OG Lawncare LLC - Not Investment Related - other - business owner - At Reported Business Location(s) - Start Date:07/15/2025 - 10 Hrs/Mth - 0 Hrs During Trading.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2016-03-14 |
| S63 | Uniform Securities Agent State Law Examination | 2004-12-20 |
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