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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2019-05-14
NH RA APPROVED 2001-08-29
  • TX RA
    APPROVED_RES
    Since 2019-05-14
  • NH RA
    APPROVED
    Since 2001-08-29

Branch Locations

262 S River Rd Ste 201, Bedford, NH 03110 • United States

210 Rumford St, Concord, NH 03301 • United States

367 State Route 120 Unit B8, Lebanon, NH 03766 • United States

57 Market St, Manchester, NH 03101-1933 • United States

117 West Street Ste 2, Keene, NH 03431 • United States

14 Plymouth St Level 1, Meredith, NH 03253 • United States

Sanbornton, NH • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Concord NH 09/2005 03/2020
Ameriprise Financial Services, Llc Concord NH 03/2020 Present
Other Businesses

Real Estate Ownership; Commercial; 210 Rumford Street, , Concord, NH, 03301; Investment-Related; 09/30/2020. Business Ownership; Lakes Region Development, Inc.; Aide in providing management and decision making with regard to strategic vision, operational and financial support of the Ameriprise Financial Practice."; Company is a leasing company that provides office space and staffing to me and other associates within our practice.; 210 Rumford Street, , Concord, NH, 3301; Not Investment-Related; 06/20/2007; 60 hours per month; 40 to 59 during trading hours / Velocity Tax Planning; Owner; Tax Preparation; 210 Rumford Street, , Concord, NH, 3301; Not Investment-Related; 09/01/2020; 10 to 19 hours per month; 1 to 9 during trading hours / Rumford Street Properties, LLC; Co-owner; Real Estate; 177 Steele Hill Road, , Sanbornton, NH, 3269; Investment-Related; 07/10/2020; 1 to 9 hours per month; 1 to 9 during trading hours / J. Kendall Mechanical, LLC; Mostly passive investor, guidance/assistance with operations.; Heating, Ventilation, Air Conditioning and other Mechanical services; 14 Park Street, , Franklin, NH, 3235; Not Investment-Related; 01/18/2023; 1 to 9 hours per month; 0 during trading hours. Outside Employment; Velocity Tax Planning; Enrolled Agent - Tax Planning and Return Preparation; ; 210 Rumford Street, , Concord, NH, 03301; Not Investment-Related; 09/01/2020; 10 to 19 hours per month; 1 to 9 during trading hours / Lakes Region Development, Inc.; President & CEO - Aide in providing management and decision making with regard to strategic vision, operational and financial support of the Ameriprise Financial Practice.; ; 210 Rumford Street, , Concord, NH, 03301; Not Investment-Related; 01/01/2019; 60 hours per month; 40 to 59 during trading hours. Other Business Activities; Volunteer with United Charitable; Volunteering on non-profit review committee to determine eligibility of non-profit recipients for grant funding from United Charitable.; 44921 George Washington BLVD, Suite 230, Ashburn, VA, 20147; Not Investment-Related; 10/22/2025; 1 to 9 hours per month; 1 to 9 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-08-22
  • S66 Uniform Combined State Law Examination
    2001-08-22

View on SEC IAPD

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