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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2019-05-14 |
| NH | RA | APPROVED | 2001-08-29 |
Branch Locations
262 S River Rd Ste 201, Bedford, NH 03110 • United States
210 Rumford St, Concord, NH 03301 • United States
367 State Route 120 Unit B8, Lebanon, NH 03766 • United States
57 Market St, Manchester, NH 03101-1933 • United States
117 West Street Ste 2, Keene, NH 03431 • United States
14 Plymouth St Level 1, Meredith, NH 03253 • United States
Sanbornton, NH • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Concord | NH | 09/2005 | 03/2020 |
| Ameriprise Financial Services, Llc | Concord | NH | 03/2020 | Present |
Real Estate Ownership; Commercial; 210 Rumford Street, , Concord, NH, 03301; Investment-Related; 09/30/2020. Business Ownership; Lakes Region Development, Inc.; Aide in providing management and decision making with regard to strategic vision, operational and financial support of the Ameriprise Financial Practice."; Company is a leasing company that provides office space and staffing to me and other associates within our practice.; 210 Rumford Street, , Concord, NH, 3301; Not Investment-Related; 06/20/2007; 60 hours per month; 40 to 59 during trading hours / Velocity Tax Planning; Owner; Tax Preparation; 210 Rumford Street, , Concord, NH, 3301; Not Investment-Related; 09/01/2020; 10 to 19 hours per month; 1 to 9 during trading hours / Rumford Street Properties, LLC; Co-owner; Real Estate; 177 Steele Hill Road, , Sanbornton, NH, 3269; Investment-Related; 07/10/2020; 1 to 9 hours per month; 1 to 9 during trading hours / J. Kendall Mechanical, LLC; Mostly passive investor, guidance/assistance with operations.; Heating, Ventilation, Air Conditioning and other Mechanical services; 14 Park Street, , Franklin, NH, 3235; Not Investment-Related; 01/18/2023; 1 to 9 hours per month; 0 during trading hours. Outside Employment; Velocity Tax Planning; Enrolled Agent - Tax Planning and Return Preparation; ; 210 Rumford Street, , Concord, NH, 03301; Not Investment-Related; 09/01/2020; 10 to 19 hours per month; 1 to 9 during trading hours / Lakes Region Development, Inc.; President & CEO - Aide in providing management and decision making with regard to strategic vision, operational and financial support of the Ameriprise Financial Practice.; ; 210 Rumford Street, , Concord, NH, 03301; Not Investment-Related; 01/01/2019; 60 hours per month; 40 to 59 during trading hours. Other Business Activities; Volunteer with United Charitable; Volunteering on non-profit review committee to determine eligibility of non-profit recipients for grant funding from United Charitable.; 44921 George Washington BLVD, Suite 230, Ashburn, VA, 20147; Not Investment-Related; 10/22/2025; 1 to 9 hours per month; 1 to 9 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2001-08-22 |
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