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880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2019-01-02 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Mass Mutual Life Insurance Company | Hickory | NC | 12/1999 | Present |
| Raymond James Financial Services, Inc | Hickory | NC | 06/2001 | Present |
| Resource Partners Llc | Hickory | NC | 03/2009 | 01/2019 |
| Raymond James Financial Services Advisors Inc. | Hickory | NC | 01/2019 | Present |
(1)Name of Business: MassMutual Address: 10 13th Avenue NW, Hickory, NC, 28601, United States Activity Type: Non-variable Insurance Position/Title: Agent Investment Related: Yes Start Date: 11/16/2020 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: I used to be a career agent for MassMutual and occasionally look to them for more business. I have not submitted new business to them but may in the futre (2)Name of Business: Resource Partners LLC. Address: 10 13th Avenue NW, Hickory, NC, 28601, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 12/10/2020 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 21-40 Description of duties: Financial Advisor
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2003-04-30 |
| S63 | Uniform Securities Agent State Law Examination | 2001-12-13 |
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