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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2026-03-25 |
| TN | RA | APPROVED | 2025-10-29 |
Branch Locations
95 White Bridge Rd., Ste. 119, Nashville, TN 37205 • United States
4707 Executive Dr, San Diego, CA 92121-3091 • United States
95 White Bridge Rd., Ste. 119, Nashville, TN 37205 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Next Financial Group, Inc | Houston | TX | 04/2011 | 07/2017 |
| Fsc Securities Corp | Atlanta | GA | 07/2017 | 11/2023 |
| Osaic Wealth, Inc. | Brentwood | TN | 11/2023 | 10/2025 |
| Lpl Financial Llc | Nashville | TN | 10/2025 | Present |
1) 10/2025 - HDR Holdings LLC / Real Estate Rental / Inv Related / Start date 09/11/2007 - 2 hrs per month - 2) 10/2025 - Harris & Pratt Wealth Management / DBA for LPL Business (entity for LPL business) Inv Related / At reported business location (s) 3) 10/2025 - Harris & Pratt LLC / Business Entity For Tax/Investment Purposes Only / Inv Related / Start date 12/24/2018 - 160 hrs per month - 160 hrs during trading 4) 10/2025 - Non-Variable Insurance / Licensed Insurance Agent / Inv Related / Nashville TN 37205 / Start date 12/24/2018 - 1 hrs per month - 1 hrs during trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2008-06-11 |
| S63 | Uniform Securities Agent State Law Examination | 2001-08-23 |
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