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Current Employers
Benjamin F. Edwards & Company, Inc.

One North Brentwood Boulevard Suite 850, St. Louis, MO 63105 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-01-16
IA RA APPROVED 2025-07-14
  • TX RA
    APPROVED
    Since 2026-01-16
  • IA RA
    APPROVED
    Since 2025-07-14

Branch Locations

116 East 4Th Street, Waterloo, IA 50703 • United States

One North Brentwood Blvd, Suite 850, St. Louis, MO 63105 • USA

One North Brentwood Boulevard Suite 850, St. Louis, MO 63105 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Benjamin F Edwards & Co Waterloo IA 03/2014 Present
Benjamin F. Edwards Wealth Management, Llc 116 East 4Th Street IA 03/2020 Present
Previous Registrations
Other Businesses

1) Pilipchuk Persson Private Wealth, LLC - Waterloo IA, Investment Related, 30% Owner, Investment Advice - advising clients with investment direction and implementation, Participation start date 3/9/2020, 160 hours per month during trading hours. 2) City of Elk Run Heights, IA Planning and Zoning Committee; Non-investment-related; 5042 Lafayette Rd. Elk Run Heights, IA 50707; Planning and zoning for the city of Elk Run Heights; Committee Member; 8-12-2024 start date; 4 hours/month; 0 hours/month during trading hours; meet with the other planning and zoning committee members, and only make recommendations to the board. This is a voluntary position there is no compensation

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-05-21
S63 Uniform Securities Agent State Law Examination 1999-10-05
  • S66 Uniform Combined State Law Examination
    2007-05-21
  • S63 Uniform Securities Agent State Law Examination
    1999-10-05

View on SEC IAPD

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