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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2011-01-11 |
| CA | RA | APPROVED | 2005-08-10 |
Branch Locations
3020 Old Ranch Pkwy Stes 190, 150 & 140, Seal Beach, CA 90740 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Long Beach | CA | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Long Beach | CA | 11/2016 | Present |
CHRISTINA ON THE COAST, NOT INV RELATED, BALACYNWYD, PA, GUEST APPEARANCE, START: 7/1/2022, 5 HRS/MONTH, 0 HRS DURING TRADING, HOME IMPROVEMENT TV SHOW.; POA FOR FATHER, INV RELATED, HUNTINGTON BEACH, CA, START: 9/30/2022, 1 HR/MONTH, 1 HR DURING TRADING.; TRUSTEE FOR FATHER, INV RELATED, HUNTINGTON BEACH, CA, START: 9/30/2022, 1 HR/MONTH, 1 HR DURING TRADING.; TRUSTEE FOR FATHER, INV RELATED, HUNTINGTON BEACH, CA, START: 9/30/2022, 1 HR/MONTH, 1 HR DURING TRADING.; TRUSTEE FOR FATHER, INV RELATED, HUNTINGTON BEACH, CA, START: 9/30/2022, 1 HR/MONTH, 1 HR DURING TRADING. PENINSULA HOME OWNERS ASSOCIATION, NOT INVT RELATED, HUNTINGTON BEACH, CA, BOARD MEMBER, START DATE 3/1/2024, 2 HRS PER MONTH, 0 HRS DURING TRADING, ATTENDING MEETINGS, APPROVING AND DENYING HOMEOWNERS REQUEST AND HELP MAINTAIN THE COMMUNITY.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2002-08-15 |
| S63 | Uniform Securities Agent State Law Examination | 2001-11-15 |
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