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Rey Sarmiento

J.P. Morgan Securities LLC

Houston, TX

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2012-10-01
  • TX RA
    APPROVED
    Since 2012-10-01

Branch Locations

4600 Highway 6 North, Houston, TX 77084 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Houston TX 10/2012 Present
Jpmorgan Chase Bank, N.A. Houston TX 11/2009 Present
Previous Registrations
  • 2009-12-03 → 2012-10-01
    Chase Investment Services Corp.
    Houston, TX
    Houston, TX
    Houston, TX
    Houston, TX
  • 2006-11-06 → 2009-10-02
    Edward Jones
    Coppell, TX
    The Woodlands, TX
    Ventura, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-08-27
  • S66 Uniform Combined State Law Examination
    2001-08-27
Designations
Other Names
  • Rey S. Sarmiento
  • Rey Simeon Sarmiento

View on SEC IAPD

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