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Luis Maizel

Lm Advisors LLC

San Diego, CA

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Current Employers
Lm Advisors Llc

750 B Street Suite 3020, San Diego, CA 92101-8192 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2024-07-29
  • CA RA
    APPROVED
    Since 2024-07-29

Branch Locations

750 B Street Suite 3020, San Diego, CA 92101-8192 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lm Advisors, Llc San Diego CA 03/1984 Present
Lm Capital Froup, Llc San Diego CA 09/1989 Present
  • 03/1984 → Present
    Lm Advisors, Llc
    San Diego, CA
  • 09/1989 → Present
    Lm Capital Froup, Llc
    San Diego, CA
Previous Registrations
  • 1997-07-08 → 2011-03-31
    Lm Advisors Inc
    San Diego, CA
Other Businesses

C CUBED LLC - PARTNER LLJ LLC - MEMBER

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-07-29
  • S65 Uniform Investment Adviser Law Examination
    2024-07-29

View on SEC IAPD

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