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Ameriprise Financial Services, LLC CRD 6363
$660B regulatory AUM 124,349 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| ID | RA | APPROVED | 2023-10-27 |
| TX | RA | APPROVED_RES | 2012-10-10 |
| CA | RA | APPROVED | 2001-09-05 |
Branch Locations
4314 Redwood Hwy Ste 400, San Rafael, CA 94903 • United States
Petaluma, CA • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | San Rafael | CA | 09/2005 | 03/2020 |
| Ameriprise Financial Services, Llc | San Rafael | CA | 03/2020 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2001-08-31 |
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