Rosa Lares Schulte

Current Employers

Employment History

• 10/2012 → Present
  Raymond James & Associates
  Dana Point, CA

Previous Registrations

• 2003-07-11 → 2013-03-14
  Morgan Keegan & Company, Llc
  Memphis, TN
  Memphis, TN
  Laguna Niguel, CA
  Laguna Niguel, CA
• 2001-07-16 → 2008-12-31
  Regions Investment Management, Inc.
  Birmingham, AL
  Laguna Niguel, CA
  Birmingham, AL

Other Businesses

(1) Name of Business: Address: 32791 Matthew Dr., Dana Point, CA, 92629, United States Activity Type: Rental Real Estate Position/Title: Owner/Proprietor Investment Related: Yes Start Date: 03/08/2026 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Bought real estate property in December 2025. Will be renting the property in March 2026. Will collect rent, pay mortgage, maintenance, etc. (2) Name of Business: Lusch S.A. de C.V. Address: 32791 Matthew Dr., Dana Point, CA, 92629, United States Activity Type: Rental Real Estate Position/Title: Owner/Proprietor Investment Related: Yes Start Date: 02/19/2020 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Receive rent and pay expenses associated with property, including property taxes, etc. (3) Name of Business: Schulte Corporation Address: 32791 Matthew Dr., Dana Point, CA, 92629, United States Activity Type: Board Member, Board Subcommittee Member, Officer, or Director Position/Title: Officer - Secretary Investment Related: Yes Start Date: 07/06/2006 Hours per month devoted to this business: 11-20 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Co-owner of business with spouse. I assist with bookkeeping duties. (4) Name of Business: Schulte Family Trust Address: 32791 Matthew Dr., Dana Point, CA, 92629, United States Activity Type: Rental Real Estate Position/Title: Owner/Proprietor Investment Related: Yes Start Date: 06/14/2017 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Husband and I are co-trustees of the Schulte Family Trust. As such, we bought a residential property for investment/rental. (5) Name of Business: Schulte Family Trust Address: 1005 & 1007 Calle Sombra, San Clemente, CA, 92673, United States Activity Type: Rental Real Estate Position/Title: Owner/Proprietor Investment Related: Yes Start Date: 02/05/2011 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Husband and I are are trustees of the Schulte Family Trust. In 2/2011 we bought 2 commercial buildings, which are leased by husband's business, Schulte Corporation. In addition, on 8/1/13 we leased office space within the buildings to a 3rd party.

Exams

• S63 Uniform Securities Agent State Law Examination
  2005-02-08
• S65 Uniform Investment Adviser Law Examination
  1999-10-05