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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-01-13
OH RA APPROVED 2003-01-14
  • TX RA
    APPROVED
    Since 2025-01-13
  • OH RA
    APPROVED
    Since 2003-01-14

Branch Locations

5007 Horizons Drive Suite 200, Columbus, OH 43220-5288 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. Dublin OH 06/2006 Present
Other Businesses

TROPICAL FOODS 6580 HUNTLEY RD COLUMBUS OH 43229, OUTSIDE CONSULTANT/SALES. 1 HOUR PER MONTH. COMPENSATION 20000.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-09-25
  • S66 Uniform Combined State Law Examination
    2002-09-25

View on SEC IAPD

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