Marion Timothy Philpot

Current Employers

Employment History

• 01/2002 → Present
  Ragsdale, Schoening & Philpot Llc
  Hurst, TX
• 05/2006 → 03/2019
  Questar Asset Management
  Minneapolis, MN
• 12/2006 → 03/2019
  Questar Capital Corporation
  Minneapolis, MN
• 03/2019 → 01/2024
  Woodbury Financial Services, Inc.
  Roanoke, TX
• 01/2024 → Present
  Osaic Wealth, Inc.
  Roanoke, TX

Previous Registrations

• 2019-03-01 → 2024-01-19
  Woodbury Financial Services, Inc.
  Roanoke, TX
• 2006-05-30 → 2019-03-01
  Questar Asset Management, Inc.
  Hurst, TX
  Roanoke, TX
• 2006-01-04 → 2006-06-14
  Usallianz Securities, Inc.
  Houston, TX
  Hurst, TX
  Houston, TX
  Hurst, TX
• 2003-10-14 → 2005-12-31
  Rhodes Investment Advisors, Inc.
  Fort Worth, TX
• 2003-09-19 → 2003-10-01
  Transamerica Financial Advisors, Llc
  Hurst, TX

Other Businesses

1. PRESERVATION FINANCIAL. POSITION: Insurance Agent. NATURE: Sales and service. INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 01/04/2006 ADDRESS: 300 Main Street, Roanoke TX 76262, United States DESCRIPTION: Fixed annuities, disability, health, life, employee benefits, LTC. 2. M. TIM PHILPOT, MBA, CPA, PFS. POSITION: Owner. NATURE: Any lawful CPA activity including, accounting, bookkeeping, planning, tax planning, tax return preparation, CPA CPE training events. INVESTMENT RELATED: No NUMBER OF HOURS: 12 SECURITIES TRADING HOURS: 6 START DATE: 11/01/2016 ADDRESS: 300 Main Street, Roanoke TX 76262, United States DESCRIPTION: Accounting, bookkeeping, budgeting, strategic planning, business planning, personal planning, tax planning, tax return preparation, IRS and state representation, CPA CPE training events. 3. PRESERVATION FINANCIAL WEALTH MANAGEMENT, LLC POSITION: Managing Member NATURE: Preservation Financial, LLC is a full service financial services firm, offering securities, retirement planning, insurance, and annuities, not a CPA firm. INVESTMENT RELATED: Yes NUMBER OF HOURS: 80 SECURITIES TRADING HOURS: 80 START DATE: 06/26/2018 ADDRESS: 300 Main Street, Roanoke TX 76262, United States DESCRIPTION: Insurance Sales - Life, Health, LTC, Disability, Annuities 4. MARION T. & THERESE H. PHILPOT POSITION: Owner NATURE: My wife and I own the building from which the business activities of Preservation Financial Wealth Management, LLC are conducted. We receive a monthly lease payment from the firm in payment for the firm occupying our facility. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 02/01/2017 ADDRESS: 300 Main Street, Roanoke TX 76262, United States DESCRIPTION: Owner of the building and grounds. 5. PRESERVATION BENEFIT SOLUTIONS POSITION: Owner - 50% NATURE: This is a business entity that is no longer active. It is an LLC through which we used to offer medical, life, disability, etc. insurance sales. Currently there are some de minimus trail commissions that are received through this entity. INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 10/01/2016 ADDRESS: 300 Main Street, Roanoke TX 76262, United States DESCRIPTION: Part owner. 6. PRESERVATION FINANCIAL POSITION: Owner - 50% NATURE: Receipt of de minimus trail commissions from previous insurance activities. INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2000 ADDRESS: 300 Main Street, Roanoke TX 76262, United States DESCRIPTION: Owner 7. PRESERVATION FINANCIAL POSITION: Managing Partner NATURE: Insurance Agency INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 3 START DATE: 10/01/1996 ADDRESS: 300 Main St., Roanoke TX 76262, United States DESCRIPTION: Insurance agent making an occasional fixed annuity sale & medicare supplement or medicare advantage sales.

Exams

• S65 Uniform Investment Adviser Law Examination
  2002-12-10
• S63 Uniform Securities Agent State Law Examination
  2001-08-14

Other Names

• Tim Philpot