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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-06-05 |
| CT | RA | APPROVED | 2025-06-05 |
| ID | RA | APPROVED | 2025-06-05 |
Branch Locations
5900 Canoga Ave Ste 220 Ste. 220, Woodland Hills, CA 91367 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Financial West Group | Westlake Village | CA | 01/2013 | 08/2017 |
| Western International Securities, Inc. | Pasadena | CA | 08/2017 | 06/2025 |
| Lpl Financial Llc | Woodland Hills | CA | 06/2025 | Present |
1- 06/2025 - Brian Schwartz Insurance Agency - Non-Variable Insurance - Agent - Investment Related - At Reported Business Location(s) - Start Date 12/26/2001 - 10 hours per month/ 0 hours during trading 2- 06/2025 - Brian Schwartz Esq. - Attorney/ Legal Services - Investment Related - At Reported Business Location(s) - Start Date 02/13/2023 - 20 hours per month/ 0 hours during trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2001-08-31 |
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