Dennis Anthony Parker

Employer firm

Money Concepts Capital Corp CRD 12963

$4.07B regulatory AUM 1,108 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
GENERAL CONSULTING SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers

Money Concepts Capital Corp

11440 Jog Road, Palm Beach Gardens, FL 33418 • United States

Current Registrations

Authority	Category	Status	Date
IL	RA	APPROVED	2004-03-02

IL RA
APPROVED

Since 2004-03-02

Branch Locations

5600 Mexico Road Ste.1, Saint Peters, MO 63376 • United States

5439 W Lawrence Ave, Chicago, IL 60630 • United States

11440 Jog Road, Palm Beach Gardens, FL 33418 • UNITED STATES

11440 Jog Road, Palm Beach Gardens, FL 33418 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Money Concepts Capital Corp	Palm Beach Gardens	FL	03/2004	Present

03/2004 → Present

Money Concepts Capital Corp

Palm Beach Gardens, FL

Previous Registrations

2001-08-31 → 2004-02-19

Osaic Fa, Inc.

Chicago, IL

Other Businesses

1. PRESIDENT & OWNER, DENNIS A. PARKER CPA LTD. SINCE 1984, ACCOUNTING FIRM.200 HR. MO.,5 HRS. MO DURING SECURITIES TRADING. 2. Parker Financial Services, Inc., 5439 W Lawrence Ave Chicago, IL 60630. Independent Insurance Agency, health insurance. Officer, Owner, Non-investment related, 1-20% time spent on activity during non-securities hrs.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	1999-10-19

S66 Uniform Combined State Law Examination

1999-10-19

Designations

Certified Financial Planner
Personal Financial Specialist

Other Names

Dennis Anthony Parker
Gdennis Anthony Parker

View on SEC IAPD