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Michael Clay Stewart

Lk&A Investment Counsel

Pasadena, CA

CRD 4413814

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Employer firm

Lk&A Investment Counsel CRD 106635

$540M regulatory AUM

Reported services (Item 5G)

  • Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers
Lk&A Investment Counsel

199 South Los Robles Avenue Suite 850, Pasadena, CA 91101-2461 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-08-20
TX RA APPROVED 2011-01-04
  • CA RA
    APPROVED
    Since 2025-08-20
  • TX RA
    APPROVED
    Since 2011-01-04

Branch Locations

199 South Los Robles Avenue Suite 850, Pasadena, CA 91101-2461 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Previous Registrations
  • 2009-06-01 → 2009-08-05
    Morgan Stanley
    Woodland Hills, CA
  • 2007-04-02 → 2009-06-01
    Morgan Stanley & Co. Llc
    Woodland Hills, CA
  • 2003-09-16 → 2007-04-02
    Morgan Stanley Dw Inc.
    Sherman Oaks, CA
    Sherman Oak, CA
    Woodland Hills, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-09-11
  • S66 Uniform Combined State Law Examination
    2002-09-11
Designations
  • Chartered Financial Analyst

View on SEC IAPD

Nearby Firms

CMR CAPITAL MANAGEMENT, LLC
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
STRATEGY ASSET MANAGERS L.L.C.

Nearby Investors

CHRISTOPHER LEU
JAY EDWIN LOMETILLO
Salvador Rodriguez

Nearby Offices

CMR CAPITAL MANAGEMENT, LLC · PASADENA, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · PASADENA, CA
STRATEGY ASSET MANAGERS L.L.C. · PASADENA, CA

More in Pasadena, CA

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