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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2014-06-16 |
Branch Locations
2 Post Oak Central 1980 Post Oak Blvd, Suite 1630 & 1525, Houston, TX 77056-3859 • United States
Sugar Land, TX • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rbc Captial Markets, Llc | Sugar Land | TX | 05/2014 | Present |
1): FORT BEND CORPS; 1004 BLUME RD. ROSENBERG, TX 77471; CHARITY FOR REPARING ECONOMICALLY DISADVANTAGED CITIZENS OF FT. BEND COUNTY; START:5/19/15 END:5/1/19;BOARD OF DIRECTORS; MEMBER OF BOARD TO CONSULT WITH EMPLOYEES ON DIRECTION OF ORGANIZATIONS STRATEGIC PLANNING, FUNDRAISING STRATEGIES AND NEW BOARD MEMBER IDENTIFICATION. 2 HOURS PER MONTH, 0 HOURS DURING TRADING. 2) Name of Entity: Riverbend Country Club Non-Investment related Address of Entity: 12145 Dulles Avenue Sugar Land, TX 77478 Nature of OBA: Country Club Position/Title/Relationship: Director Start Date: 03/16/23 Time Devoted: 2 hours; 0 during securities trading hours Duties: Oversee the management of the club
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 1999-10-16 |
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