Robert Michael Willauer

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2007 → Present
  Ohio National Financial Services
  Cincinnati, OH
• 04/2011 → Present
  Lpl Financial Llc
  Chapel Hill, NC

Previous Registrations

• 2007-09-13 → 2011-05-10
  Council Financial, Inc.
  Cary, NC

Other Businesses

1. 04/12/2011 - DBA ONLY, COMPASS FINANCIAL GROUP. 2. 11/30/2021 - Adolos, LLC - Investment Related - At Reported Business Location(s) - Tax Prep/Accounting/CPA - Vice President of Operations - Start Date: 11/15/2021 - 20 Hours Per Month/10 Hours During Securities Trading - I oversee and coordinate technology and operational matters.

Exams

• S66 Uniform Combined State Law Examination
  2007-07-10

Other Names

• R. Michael Willauer
• Robert M. Willauer
• Mike Willauer