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Alyson Elizabeth Erickson

Principal Securities, Inc.

Des Moines, IA

CRD 4411164

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Employer firm

Principal Securities, Inc. CRD 1137

$17.0B regulatory AUM 1,717 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Principal Securities, Inc.

711 High Street, Des Moines, IA 50392 • United States

Current Registrations

AuthorityCategoryStatusDate
IA RA APPROVED 2005-02-09
  • IA RA
    APPROVED
    Since 2005-02-09

Branch Locations

711 High St, Des Moines, IA 50392 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Best Buy West Des Moines IA 08/2001 Present
Princor Financial Services Des Moines IA 09/2001 Present
Principal Financial Group Des Moines IA 09/2001 Present
  • 08/2001 → Present
    Best Buy
    West Des Moines, IA
  • 09/2001 → Present
    Princor Financial Services
    Des Moines, IA
  • 09/2001 → Present
    Principal Financial Group
    Des Moines, IA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-01-11
  • S66 Uniform Combined State Law Examination
    2005-01-11
Other Names
  • Alyson Elizabeth Green
  • Alyson Elizabeth Green

View on SEC IAPD

Nearby Firms

OSAIC INSTITUTIONS, INC.
EQUITABLE ADVISORS, LLC
LPL FINANCIAL LLC

Nearby Investors

Kathryn Leeper Hooper
ROGER ROBERT RUDEN
Christian Harrison Rogers

Nearby Offices

OSAIC INSTITUTIONS, INC. · Des Moines, IA
EQUITABLE ADVISORS, LLC · DES MOINES, IA
LPL FINANCIAL LLC · DES MOINES, IA

More in Des Moines, IA

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