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4340 Redwood Highway Suite B-60, San Rafael, CA 94903 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-07-22 |
| DE | RA | APPROVED | 2016-02-26 |
| NJ | RA | APPROVED | 2016-02-17 |
| PA | RA | APPROVED | 2016-02-16 |
Branch Locations
4340 Redwood Highway Suite B-60, San Rafael, CA 94903 • United States
460 E. Swedesford Road, Suite 2020, Wayne, PA 19087 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Frs Capital Management | King Of Prussia | PA | 11/2010 | Present |
| Excel Fiduciary Retirement Solutions | King Of Prussia | PA | 07/2011 | Present |
| Lpl Financial, Llc | Wayne | PA | 02/2016 | Present |
| Global Retirement Partners, Llc | San Rafael | CA | 02/2016 | Present |
1. 02/16/2016 - Exude - Financial Resources Services/ DBA for LPL Business (entity for LPL business)/ 100%/ KING OF PRUSSIA, PA 2. 02/16/2016 - Excel - Financial Resources Services/ DBA for LPL Business (entity for LPL business)/ 50%/ KING OF PRUSSIA, PA 3. 02/16/2016 - FRS Capital Management/ DBA for LPL Business (entity for LPL business)/ 50%/ KING OF PRUSSIA, PA 4. 4/20/2016 - Global Retirement Partners, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Started 02/20/16 - 160 Hours Per Month/100 Hours - Serve as an investment advisor representative under the Global Retirement Partners RIA. Activities may include financial planning, rendering advice for a fee, retirement plan consulting or other related financial consulting. 5. 1/8/2020 - FRS Advisors - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 01/07/2020 - 30 Hours Per Month/4 Hours During Securities Trading. 6. 03/28/2022 - FRS Capital Management, Inc. - Not Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Start Date - 01/01/2021 - 10 Hours Per Month/0 Hours During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2011-02-07 |
| S63 | Uniform Securities Agent State Law Examination | 2001-04-26 |
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