Jung Hun Lee

Current Employers

Employment History

• 10/2008 → Present
  Independent Financial Group
  San Diego, CA

Previous Registrations

• 2003-08-21 → 2008-10-27
  Pruco Securities, Llc.
  Mercer Island, WA
  Bellevue, WA

Other Businesses

(1) U&T FINANCIAL, INC POSITION: Officer/Director NATURE: DBA Name for Marketing Purposes Only INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 5 START DATE: 10/10/2008 ADDRESS: 155 Ne 100th St, Ste 403, Seattle WA 98125, United States DESCRIPTION: 50% OWNER OF DBA USED FOR MARKETING PURPOSES. (2) U&T RISK MANAGEMENT & INSURANCE POSITION: Officer/Director NATURE: DBA Name for Marketing Purposes Only INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 5 START DATE: 10/10/2008 ADDRESS: 155 Ne 100th St, Ste 403, Seattle WA 98125, United States DESCRIPTION: WA INSURANCE AGENT, DBA U&T RISK MANAGEMENT & INSURANCE OFFERING VARIOUS TYPES OF INSURANCE PRODUCTS. (3) NORTHGATE HIGHLAND ASSET ADVISORY LLC POSITION: Officer/Director NATURE: Real Estate Sales/Rental Properties/Property Management INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 02/20/2019 ADDRESS: 155 Ne 100th St, Ste 403, Seattle WA 98125, United States DESCRIPTION: 50% OWNER OF NORTHGATE HIGHLAND ASSET ADVISORY LLC OFFERING REAL ESTATE CONSULTING SERVICES (4) U&T GLOBAL CONSULTING POSITION: Officer/Director NATURE: Real Estate Sales/Rental Properties/Property Management INVESTMENT RELATED: Yes NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 0 START DATE: 11/30/2013 ADDRESS: 155 Ne 100th St, Ste 403, Seattle WA 98125, United States DESCRIPTION: 50% OWNER OF U&T GLOBAL CONSULTING OFFERING REAL ESTATE INVESTMENT CONSULTING S (5) JUNG HUN LEE POSITION: Wholesaler NATURE: Other: INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 04/09/2020 ADDRESS: 10222 111th AVE NE, Kirkland WA 98033, United States DESCRIPTION: Linking buyers with a distributor of medical grade masks. JOSHUA J. LEE LLC/U&T FINANCIAL POSITION: Officer/Director NATURE: DBA Name for Marketing Purposes Only INVESTMENT RELATED: Yes NUMBER OF HOURS: 30 SECURITIES TRADING HOURS: 30 START DATE: 10/03/2024 ADDRESS: 155 NE 100th ST, Suite 403, Seattle WA 98033, United States DESCRIPTION: This LLC was requited by the state as a part of their audit. The LLC was set up in order to use the trade name U & T Financial since the trade didn't approve of using OBA U&T Financial Inc. KWA POSITION: Volunteer NATURE: Volunteer INVESTMENT RELATED: No NUMBER OF HOURS: 15 SECURITIES TRADING HOURS: 6 START DATE: 02/19/2025 ADDRESS: KWA, 3625 Perkins Lane SW, Lakewood WA 98499, United States DESCRIPTION: Run by Pierce County and helping them out translate the information to small businesses about how to receive grants from the county. Mainly translating the information provided by the county.

Exams

• S65 Uniform Investment Adviser Law Examination
  2003-08-06
• S63 Uniform Securities Agent State Law Examination
  2001-07-13

Other Names

• Jung H Lee