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Denise L Lowe

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Myrtle Beach, SC

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
SC RA APPROVED 2022-04-22
NC RA APPROVED 2015-07-22
TX RA APPROVED_RES 2010-04-29
  • SC RA
    APPROVED
    Since 2022-04-22
  • NC RA
    APPROVED
    Since 2015-07-22
  • TX RA
    APPROVED_RES
    Since 2010-04-29

Branch Locations

2024 Corporate Centre Dr, Myrtle Beach, SC 29577 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Raleigh NC 07/2008 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2015-07-21
S63 Uniform Securities Agent State Law Examination 2002-05-23
  • S65 Uniform Investment Adviser Law Examination
    2015-07-21
  • S63 Uniform Securities Agent State Law Examination
    2002-05-23
Other Names
  • Denise L Aldridge
  • Denise Lovelace Aldridge
  • Denise Lovelace Lowe
  • Denise Lovelace Aldridge

View on SEC IAPD

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WELLS FARGO CLEARING SERVICES, LLC · MYRTLE BEACH, SC
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