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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2020-07-07 |
Branch Locations
2805 Butterfield Rd Ste 110, Oak Brook, IL 60523 • United States
Westmont, IL • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Edelman Financial Services, Llc | Fairfax | VA | 08/2014 | 11/2018 |
| Ef Legacy Securities, Llc | Henrico | VA | 04/2016 | 10/2018 |
| Financial Engines Advisors L.L.C. | Sunnyvale | CA | 11/2018 | 06/2020 |
| Ameriprise Financial Services, Llc | Oak Brook | IL | 06/2020 | Present |
Real Estate License; Yes. Outside Employment; DoorDash; Driver/delivery - Pick up food from vendors and deliver to customers; ; No physical address, , No physical address, IL, 60559; Not Investment-Related; 04/26/2021; 20 to 39 hours per month; 20 to 39 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2009-02-20 |
| S63 | Uniform Securities Agent State Law Examination | 2009-02-17 |
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