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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2023-12-01 |
| FL | RA | APPROVED | 2023-09-01 |
| MN | RA | APPROVED | 2023-09-01 |
| TX | RA | APPROVED | 2023-09-01 |
Branch Locations
4815 W Arrowhead Rd Suite 230, Duluth, MN 55811 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Self-Employed | Eagan | MN | 07/2009 | 09/2018 |
| Sagepoint Finanical, Inc. | Duluth | MN | 11/2009 | 09/2023 |
| Osaic Wealth, Inc. | Duluth | MN | 09/2023 | Present |
1. JOHN C. HERRON POSITION: Other - Self NATURE: Sole Proprietorship - INVESTMENT RELATED: Yes NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 20 START DATE: 12/04/2009 ADDRESS: 4815 W Arrowhead Rd, Suite 230, Duluth, MN 55811, Duluth MN 55811, United States DESCRIPTION: Insurance sales through Osaic Wealth, Inc. 2. ENDERSBE, HERRON & ASSOCIATES POSITION: President NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 100 SECURITIES TRADING HOURS: 100 START DATE: 12/08/2009 ADDRESS: 4815 W. Arrowhead Rd, Suite 230, Duluth MN 55811, United States DESCRIPTION: General management of the entity which employs staff to support the financial advisor business of John Herron. 3. Cabot Properties, LLC POSITION: Member, Officer/Director NATURE: Purchase, management and leasing of residental Rental property acquisition, leasing and management. INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 08/22/2014 ADDRESS: 4815 W. Arrowhead Rd, Suite 230, Duluth MN 55811, United States DESCRIPTION: General management 4. Endersbe & Herron Holdings and Financial Services, Inc. POSITION: Owner NATURE: Corporation INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 11/12/2009 DESCRIPTION: President of holding financial services company.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2009-11-28 |
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