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John Cabot Herron

Osaic Wealth, Inc.

Duluth, MN

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Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2023-12-01
FL RA APPROVED 2023-09-01
MN RA APPROVED 2023-09-01
TX RA APPROVED 2023-09-01
  • NC RA
    APPROVED
    Since 2023-12-01
  • FL RA
    APPROVED
    Since 2023-09-01
  • MN RA
    APPROVED
    Since 2023-09-01
  • TX RA
    APPROVED
    Since 2023-09-01

Branch Locations

4815 W Arrowhead Rd Suite 230, Duluth, MN 55811 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Self-Employed Eagan MN 07/2009 09/2018
Sagepoint Finanical, Inc. Duluth MN 11/2009 09/2023
Osaic Wealth, Inc. Duluth MN 09/2023 Present
  • 07/2009 → 09/2018
    Self-Employed
    Eagan, MN
  • 11/2009 → 09/2023
    Sagepoint Finanical, Inc.
    Duluth, MN
  • 09/2023 → Present
    Duluth, MN
Previous Registrations
  • 2010-01-20 → 2023-09-01
    Osaic Services, Inc.
    Duluth, MN
    Chanhassen, MN
Other Businesses

1. JOHN C. HERRON POSITION: Other - Self NATURE: Sole Proprietorship - INVESTMENT RELATED: Yes NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 20 START DATE: 12/04/2009 ADDRESS: 4815 W Arrowhead Rd, Suite 230, Duluth, MN 55811, Duluth MN 55811, United States DESCRIPTION: Insurance sales through Osaic Wealth, Inc. 2. ENDERSBE, HERRON & ASSOCIATES POSITION: President NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 100 SECURITIES TRADING HOURS: 100 START DATE: 12/08/2009 ADDRESS: 4815 W. Arrowhead Rd, Suite 230, Duluth MN 55811, United States DESCRIPTION: General management of the entity which employs staff to support the financial advisor business of John Herron. 3. Cabot Properties, LLC POSITION: Member, Officer/Director NATURE: Purchase, management and leasing of residental Rental property acquisition, leasing and management. INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 08/22/2014 ADDRESS: 4815 W. Arrowhead Rd, Suite 230, Duluth MN 55811, United States DESCRIPTION: General management 4. Endersbe & Herron Holdings and Financial Services, Inc. POSITION: Owner NATURE: Corporation INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 11/12/2009 DESCRIPTION: President of holding financial services company.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-11-28
  • S66 Uniform Combined State Law Examination
    2009-11-28
Designations

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