Eric Benjamin Rosel

Employer firm

Rosel Wealth Management, LLC CRD 291065

$630M regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2009 → 11/2017
  Morgan Stanley Smith Barney
  Englewood, CO
• 01/2015 → 11/2017
  Morgan Stanley Private Bank, National Association
  New York, NY
• 11/2017 → 11/2023
  Purshe Kaplan Sterlings Investments
  Albany, NY
• 11/2017 → 12/2017
  Pksa
  Albany, NY
• 12/2017 → 01/2026
  Morganrosel Wealth Management, Llc
  Highlands Ranch, CO
• 01/2026 → Present
  Rosel Wealth Managment, Llc
  Highlands Ranch, CO

Previous Registrations

• 2017-11-02 → 2018-01-04
  Pks Advisory Services, Llc
  Albany, NY
• 2009-06-01 → 2017-11-06
  Morgan Stanley
  Greenwood Village, CO
• 2009-02-20 → 2009-06-01
  Citigroup Global Markets Inc.
  Englewood, CO
• 2007-06-28 → 2009-03-04
  Ubs Financial Services Inc.
  Denver, CO

Other Businesses

1)ROSEL AIRLINES, LLC; NOT INVESTMENT RELATED; 239 W PANCAKE BLVD LIBERAL, KS 67901; LEGAL ENTITY THAT HOLDS AIRPLANE; MEMBER; 11/2016; 0 HOURS/MONTH; NO ON GOING OPERATION, ENTITY ONLY HOLD AIRPLANE 2) Fixed Insurance, Investment Related. 1805 Shea Center Drive, Suite 420, Highlands Ranch, CO, 80129. Investment Related. Agent. Start 1/1/2018. 1 hour/1 hour. Help clients obtain life insurance coverage through Ash Brokerage and various carriers.

Exams

• S66 Uniform Combined State Law Examination
  2007-06-27
• S63 Uniform Securities Agent State Law Examination
  2001-06-19

Designations

• Certified Financial Planner

Other Names

• Eric Rosel