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Eric Benjamin Rosel

Rosel Wealth Management, LLC

Highlands Ranch, CO

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Current Employers
Rosel Wealth Management, Llc

1805 Shea Center Dr Suite 420, Highlands Ranch, CO 80129 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2017-12-15
TX RA APPROVED 2017-12-15
  • CO RA
    APPROVED
    Since 2017-12-15
  • TX RA
    APPROVED
    Since 2017-12-15

Branch Locations

1805 Shea Center Dr Suite 420, Highlands Ranch, CO 80129 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Englewood CO 02/2009 11/2017
Morgan Stanley Private Bank, National Association New York NY 01/2015 11/2017
Purshe Kaplan Sterlings Investments Albany NY 11/2017 11/2023
Pksa Albany NY 11/2017 12/2017
Morganrosel Wealth Management, Llc Highlands Ranch CO 12/2017 01/2026
Rosel Wealth Managment, Llc Highlands Ranch CO 01/2026 Present
  • 02/2009 → 11/2017
    Morgan Stanley Smith Barney
    Englewood, CO
  • 01/2015 → 11/2017
    Morgan Stanley Private Bank, National Association
    New York, NY
  • 11/2017 → 11/2023
    Purshe Kaplan Sterlings Investments
    Albany, NY
  • 11/2017 → 12/2017
    Pksa
    Albany, NY
  • 12/2017 → 01/2026
    Morganrosel Wealth Management, Llc
    Highlands Ranch, CO
  • 01/2026 → Present
    Rosel Wealth Managment, Llc
    Highlands Ranch, CO
Previous Registrations
Other Businesses

1)ROSEL AIRLINES, LLC; NOT INVESTMENT RELATED; 239 W PANCAKE BLVD LIBERAL, KS 67901; LEGAL ENTITY THAT HOLDS AIRPLANE; MEMBER; 11/2016; 0 HOURS/MONTH; NO ON GOING OPERATION, ENTITY ONLY HOLD AIRPLANE 2) Fixed Insurance, Investment Related. 1805 Shea Center Drive, Suite 420, Highlands Ranch, CO, 80129. Investment Related. Agent. Start 1/1/2018. 1 hour/1 hour. Help clients obtain life insurance coverage through Ash Brokerage and various carriers.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-06-27
S63 Uniform Securities Agent State Law Examination 2001-06-19
  • S66 Uniform Combined State Law Examination
    2007-06-27
  • S63 Uniform Securities Agent State Law Examination
    2001-06-19
Designations
Other Names
  • Eric Rosel

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