Best Investors Account Sign in

Jason S Kaimer

Ubs Financial Services Inc.

San Diego, CA

Claim This Profile
Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-05-20
CA RA APPROVED 2023-10-11
FL RA APPROVED 2023-10-03
  • TX RA
    APPROVED
    Since 2024-05-20
  • CA RA
    APPROVED
    Since 2023-10-11
  • FL RA
    APPROVED
    Since 2023-10-03

Branch Locations

17180 Bernardo Center Drive Suite 100, San Diego, CA 92128 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc La Jolla CA 05/2023 Present
First Republic Securities Company Llc Los Angeles CA 05/2001 05/2023
First Republic Bank Del Mar CA 01/1999 05/2023
  • 05/2023 → Present
    Ubs Financial Services Inc
    La Jolla, CA
  • 05/2001 → 05/2023
    First Republic Securities Company Llc
    Los Angeles, CA
  • 01/1999 → 05/2023
    First Republic Bank
    Del Mar, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-10-02
S63 Uniform Securities Agent State Law Examination 2000-09-21
  • S66 Uniform Combined State Law Examination
    2023-10-02
  • S63 Uniform Securities Agent State Law Examination
    2000-09-21

View on SEC IAPD

Other Firms

CETERA INVESTMENT ADVISERS LLC
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
RBC CAPITAL MARKETS, LLC
CETERA INVESTMENT MANAGEMENT LLC
ONE CAPITAL MANAGEMENT, LLC
TRIVANT CUSTOM PORTFOLIO GROUP LLC
SILVIA MCCOLL WEALTH MANAGEMENT, LLC
RICE HALL JAMES & ASSOCIATES LLC

Other Investors

Summer Rae Pretzer
Jeffrey Raymond Dockan
Arben Qirjazi
James Grandinetti
RYAN MAUL
JAMES T FARLEY
ASHLEY LYNN TESTER
Megan Polizzi

Other Offices

CETERA INVESTMENT ADVISERS LLC · SAN DIEGO, CA
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC · SAN DIEGO, CA
CETERA INVESTMENT ADVISERS LLC · SAN DIEGO, CA
RBC CAPITAL MARKETS, LLC · SAN DIEGO, CA
CETERA INVESTMENT MANAGEMENT LLC · SAN DIEGO, CA
CETERA INVESTMENT ADVISERS LLC · SAN DIEGO, CA
CETERA INVESTMENT ADVISERS LLC · SAN DIEGO, CA
CETERA INVESTMENT ADVISERS LLC · SAN DIEGO, CA

More in San Diego, CA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor