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Raymond Paul Walters

Edward Jones

Lafayette, LA

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Current Employers
Edward Jones

12555 Manchester Rd, St. Louis, MO 63131 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2019-03-06
LA RA APPROVED 2007-01-12
  • TX RA
    APPROVED_RES
    Since 2019-03-06
  • LA RA
    APPROVED
    Since 2007-01-12

Branch Locations

2005 Verot School Rd Suite 105, Lafayette, LA 70508-6345 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St Louis MO 06/2001 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-08-04
S63 Uniform Securities Agent State Law Examination 2001-10-09
  • S66 Uniform Combined State Law Examination
    2015-08-04
  • S63 Uniform Securities Agent State Law Examination
    2001-10-09
Other Names
  • Raymond Paul Walters

View on SEC IAPD

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