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Employer firm

State Farm Investment Management Corp. CRD 3487

$12.9B regulatory AUM

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (investment companies)

From the firm’s Form ADV. Read the guides:

Current Employers
State Farm Investment Management Corp.

One State Farm Plaza B-2, Bloomington, IL 61710-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2023-07-12
OR RA APPROVED 2023-07-06
NV RA APPROVED 2023-07-05
UT RA APPROVED 2023-07-03
CA RA APPROVED 2023-06-30
  • AZ RA
    APPROVED
    Since 2023-07-12
  • OR RA
    APPROVED
    Since 2023-07-06
  • NV RA
    APPROVED
    Since 2023-07-05
  • UT RA
    APPROVED
    Since 2023-07-03
  • CA RA
    APPROVED
    Since 2023-06-30

Branch Locations

17827 Chatsworth St, Granada Hills, CA 91344 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
State Farm Vp Management Corp Granada Hills CA 04/2004 Present
Steve Baker Insurance Agency Granada Hills CA 04/2004 Present
State Farm Investment Management Corp Granada Hills CA 06/2023 Present
  • 04/2004 → Present
    State Farm Vp Management Corp
    Granada Hills, CA
  • 04/2004 → Present
    Steve Baker Insurance Agency
    Granada Hills, CA
  • 06/2023 → Present
    Granada Hills, CA
Other Businesses

1) Steven Baker's Insurance Agency; Insurance Agency; Investment-related; 17827 Chatsworth St Granada Hills, CA 91344-5612; Insurance (State Farm Mutual Automobile Insurance Company and its affiliates); Owner; Agent; 01/01/2002; 80; 80; Service customers and supervise employees. 2) Anna & Steve Baker Blair & Rosa Hightower - Property #1 (personally Held Real Estate); investment-related; 1633 Cayton Simi Valley CA 93065; Investment or Commercial Property; Owner; 08/06/2024; 8; 1; Real Estate Business. 3) The Church of Jesus Christ of Latter Day Saints; non-investment related; 480 Sinaloa Rd, Simi Valley, CA 93065; Other (Church); Other; None; 02/16/2025; 36;0; Serve to help members with building their faith in Christ and serve those in time of needs.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2001-10-17
  • S63 Uniform Securities Agent State Law Examination
    2001-10-17
Designations
  • Chartered Financial Consultant

View on SEC IAPD

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