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Paul Michael Guerney

Rbc Rochdale, LLC

New York, NY

New York, NY

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Current Employers
Rbc Rochdale, Llc

400 Park Avenue 10Th Floor, New York, NY 10022 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2023-09-14
NY RA APPROVED 2021-04-05
DC RA APPROVED 2014-03-05
AZ RA APPROVED 2014-02-03
SD RA APPROVED 2014-01-23
MT RA APPROVED 2014-01-21
NM RA APPROVED 2014-01-21
OH RA APPROVED 2014-01-21
UT RA APPROVED 2014-01-21
AL RA APPROVED 2014-01-20
AR RA APPROVED 2014-01-20
CO RA APPROVED 2014-01-20
DE RA APPROVED 2014-01-20
ID RA APPROVED 2014-01-20
IL RA APPROVED 2014-01-20
IA RA APPROVED 2014-01-20
ME RA APPROVED 2014-01-20
MD RA APPROVED 2014-01-20
MN RA APPROVED 2014-01-20
OR RA APPROVED 2014-01-20
RI RA APPROVED 2014-01-20
WI RA APPROVED 2014-01-20
WV RA APPROVED 2012-03-28
GA RA APPROVED 2012-03-26
SC RA APPROVED 2012-03-26
CT RA APPROVED 2012-03-23
MI RA APPROVED 2010-11-05
OK RA APPROVED 2009-01-31
MA RA APPROVED 2009-01-06
NH RA APPROVED 2009-01-05
NJ RA APPROVED 2009-01-05
NC RA APPROVED 2009-01-05
KS RA APPROVED 2009-01-02
MO RA APPROVED 2009-01-02
NE RA APPROVED 2009-01-02
TX RA APPROVED_RES 2009-01-02
PA RA APPROVED 2008-12-24
VA RA APPROVED 2008-12-24
IN RA APPROVED 2008-01-06
CA RA APPROVED 2001-10-05
  • FL RA
    APPROVED
    Since 2023-09-14
  • NY RA
    APPROVED
    Since 2021-04-05
  • DC RA
    APPROVED
    Since 2014-03-05
  • AZ RA
    APPROVED
    Since 2014-02-03
  • SD RA
    APPROVED
    Since 2014-01-23
  • MT RA
    APPROVED
    Since 2014-01-21
  • NM RA
    APPROVED
    Since 2014-01-21
  • OH RA
    APPROVED
    Since 2014-01-21
  • UT RA
    APPROVED
    Since 2014-01-21
  • AL RA
    APPROVED
    Since 2014-01-20
  • AR RA
    APPROVED
    Since 2014-01-20
  • CO RA
    APPROVED
    Since 2014-01-20
  • DE RA
    APPROVED
    Since 2014-01-20
  • ID RA
    APPROVED
    Since 2014-01-20
  • IL RA
    APPROVED
    Since 2014-01-20
  • IA RA
    APPROVED
    Since 2014-01-20
  • ME RA
    APPROVED
    Since 2014-01-20
  • MD RA
    APPROVED
    Since 2014-01-20
  • MN RA
    APPROVED
    Since 2014-01-20
  • OR RA
    APPROVED
    Since 2014-01-20
  • RI RA
    APPROVED
    Since 2014-01-20
  • WI RA
    APPROVED
    Since 2014-01-20
  • WV RA
    APPROVED
    Since 2012-03-28
  • GA RA
    APPROVED
    Since 2012-03-26
  • SC RA
    APPROVED
    Since 2012-03-26
  • CT RA
    APPROVED
    Since 2012-03-23
  • MI RA
    APPROVED
    Since 2010-11-05
  • OK RA
    APPROVED
    Since 2009-01-31
  • MA RA
    APPROVED
    Since 2009-01-06
  • NH RA
    APPROVED
    Since 2009-01-05
  • NJ RA
    APPROVED
    Since 2009-01-05
  • NC RA
    APPROVED
    Since 2009-01-05
  • KS RA
    APPROVED
    Since 2009-01-02
  • MO RA
    APPROVED
    Since 2009-01-02
  • NE RA
    APPROVED
    Since 2009-01-02
  • TX RA
    APPROVED_RES
    Since 2009-01-02
  • PA RA
    APPROVED
    Since 2008-12-24
  • VA RA
    APPROVED
    Since 2008-12-24
  • IN RA
    APPROVED
    Since 2008-01-06
  • CA RA
    APPROVED
    Since 2001-10-05

Branch Locations

400 Park Avenue 10Th Floor, New York, NY 10022 • United States

400 Park Avenue, New York, NY 10022 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rochdale Investment Management Inc. New York NY 07/2001 Present
Rim Securities Llc New York NY 07/2001 Present
  • 07/2001 → Present
    Rochdale Investment Management Inc.
    New York, NY
  • 07/2001 → Present
    Rim Securities Llc
    New York, NY
Other Businesses

(1) Name of Entity: 100 Lakeshore Dr. North Palm Beach; Non-investment related; Address: 41 Spruce ln s Chappaqua NY 10514; Nature of OBA: Rental Property; Position/Title/Relationship: Owner; Start Date: 11/17/2023; Time devoted: 1 hours per month; 0 during securities trading hours; Duties: Landlord. (2) Name of Entity: 3600 S Ocean Dr. S Palm Beach; Non-investment related; Address: 41 Spruce ln s Chappaqua NY 10514; Nature of OBA: Rental Property; Position/Title/Relationship: Owner; Start Date: 11/17/2023; Time devoted: 1 hours per month; 0 during securities trading hours; Duties: Landlord. (3) Name of Entity: Real State; Non-investment related; Address: 41 Spruce ln s Chappaqua NY 10514; Nature of OBA: Rental Property; Position/Title/Relationship: I own three rental properties; Start Date: 02/15/2023; Time devoted: 2 hours per month; 0 during securities trading hours; Duties: Own rental property. (4) Name of Entity: 703-709 Long Pond Rd. Mahopac NY; Non-investment related; Address: 41 Spruce ln s Chappaqua NY 10514; Nature of OBA: Rental Property; Position/Title/Relationship: Owner; Start Date: 11/17/2023; Time devoted: 1 hours per month; 0 during securities trading hours; Duties: Landlord.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-08-20
  • S66 Uniform Combined State Law Examination
    2001-08-20

View on SEC IAPD

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