Nathan Radcliffe Berkoff

Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
MD	RA	APPROVED	2024-08-09
NY	RA	APPROVED	2021-11-08
FL	RA	APPROVED	2021-01-08
TX	RA	APPROVED	2014-12-12

MD RA
APPROVED

Since 2024-08-09
NY RA
APPROVED

Since 2021-11-08
FL RA
APPROVED

Since 2021-01-08
TX RA
APPROVED

Since 2014-12-12

Branch Locations

299 Park Avenue 8Th, 9Th, & 11Th Floors, New York, NY 10171 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ubs Financial Services Inc.	New York	NY	12/2014	Present

12/2014 → Present

Ubs Financial Services Inc.

New York, NY

Previous Registrations

2009-06-01 → 2014-12-17

Morgan Stanley

New York, NY

New York, NY
2008-01-28 → 2009-06-01

Morgan Stanley & Co. Llc

New York, NY

Other Businesses

Bernie's Services / 80 Central Park West apt 7e New York,NY 10023 / Other/ Other Religious / Providing Free High Holy Day Services for Students and Veterans / Member of Board of Directors / / Chairman of the Board / Start Date 3/1/2017/ Non-Profit / NAME OF OTHER BUSINESS: Boca Raton Police Foundation / INVESTMENT RELATED?: N / ADDRESS: / NATURE OF THE BUSINESS: Supporting law enforcement in Boca Raton, FL. / POSITION: Ambassador for the organization and supporter of local law enforcement / DUTIES: / START DATE: 12/14/22 / HOURS DEVOTED TO BUSINESS: NA

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2001-09-25

S66 Uniform Combined State Law Examination

2001-09-25

Designations

Certified Financial Planner

Other Names

Nathan Radcliffe Berkoff
Nathan Radcliff Radcliffe Berkoff

View on SEC IAPD