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Raymond A Oloteo

Wells Fargo Clearing Services, LLC

Pasadena, CA

Glendora, CA

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2020-09-02
TX RA APPROVED_RES 2020-09-02
  • CA RA
    APPROVED
    Since 2020-09-02
  • TX RA
    APPROVED_RES
    Since 2020-09-02

Branch Locations

225 S. Lake Ave Ste 700, Pasadena, CA 91101 • United States

Glendora, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Pasadena CA 10/2009 09/2020
Bank Of America, N.A. Pasadena CA 07/2011 09/2020
Wells Fargo Clearing Services, Llc Pasadena CA 09/2020 Present
Previous Registrations
  • 2009-10-23 → 2020-09-03
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Pasadena, CA
    Pasadena, CA
    Pasadena, CA
    Pasadena, CA
  • 2007-01-04 → 2009-10-23
    Banc Of America Investment Services, Inc.
    Pasadena, CA
    Pasadena, CA
    Pasadena, CA
  • 2003-09-12 → 2006-12-04
    Td Ameritrade, Inc.
    Beverly Hills, CA
    Beverly Hills, CA
  • 2001-12-03 → 2002-10-10
    Ubs Financial Services Inc.
    Beverly Hills, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-11-06
  • S66 Uniform Combined State Law Examination
    2001-11-06
Other Names
  • Raymond Alarcio Oloteo

View on SEC IAPD

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Other Offices

CMR CAPITAL MANAGEMENT, LLC · PASADENA, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · PASADENA, CA
STRATEGY ASSET MANAGERS L.L.C. · PASADENA, CA
MML INVESTORS SERVICES, LLC · Pasadena, CA
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · PASADENA, CA
NASDAQ DORSEY WRIGHT · Pasadena, CA
U.S. BANCORP ADVISORS, LLC · Pasadena, CA
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Pasadena, CA

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