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10 Hudson Yards, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MI | RA | APPROVED | 2026-07-14 |
| TX | RA | APPROVED_RES | 2026-07-09 |
| CA | RA | APPROVED | 2022-10-10 |
| PA | RA | APPROVED | 2022-08-18 |
| NY | RA | APPROVED | 2021-04-16 |
| RI | RA | APPROVED | 2020-09-16 |
| AR | RA | APPROVED | 2020-05-13 |
| OH | RA | APPROVED | 2019-03-11 |
| ME | RA | APPROVED | 2018-05-04 |
| MA | RA | APPROVED | 2018-04-23 |
| FL | RA | APPROVED | 2017-08-21 |
| NH | RA | APPROVED | 2016-02-23 |
| NJ | RA | APPROVED | 2014-06-24 |
| CT | RA | APPROVED | 2007-08-28 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Park Avenue Securities | Farmington | CT | 04/2007 | Present |
| Guardian Life Insurance Company Of America | Farmington | CT | 02/2007 | Present |
1) MW Group Benefits- Health Insurance Provider, Start date: 04/01/2007, Address: 197 Scott Swamp Road Farmington, CT 06032, 1 total hour per month; 0 during securities trading hours, Investment related, Less than 10% annual compensation, 2) Doctors Disability Specialists-independent contractor, Start date:04/01/2022, Address: 197 Scott Swamp Road Farmington, CT 06032, 40 total hour per month; 40 during securities trading hours, Investment related, More than 10% annual compensation,
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2003-10-01 |
| S63 | Uniform Securities Agent State Law Examination | 2002-11-22 |
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