Thomas Patrick Sullivan

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2004 → 07/2020
  Goldman, Sachs & Co.
  New York, NY
• 07/2020 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Garden City, NY
• 08/2020 → Present
  Bank Of America, N.A.
  Garden City, NY

Other Businesses

I*4515277 Entity Type: Fiduciary role Name of OBA: T. P S. Trust 3/21/2000 Address: New York, New York, 10010 Investment Related: No Position, Title, Association: Co-Trustee Employee Start Date: 05/01/2026 Number of Hours: 1, Monthly Number of Hours during trading: 1, Monthly Duties: Co-Trustee/Family

Exams

• S66 Uniform Combined State Law Examination
  2020-08-21
• S63 Uniform Securities Agent State Law Examination
  2004-08-21

Other Names

• Thomas Patrick Sullivan
• Thomas Sullivan