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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2011-09-08 |
| UT | RA | APPROVED | 2003-07-01 |
Branch Locations
299 S Main St 7Th Fl, Salt Lake City, UT 84111 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Salt Lake City | UT | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Salt Lake City | UT | 11/2016 | Present |
B&H INVESTMENT PROPERTIES LLC, CENTERVILLE, UT, INVESTMENT RELATED, LLC HOLDS REAL ESTATE INVESTMENTS, CO-OWNER&MANAGER, 2 HOURS/YEAR, DURING BUSINESS HOURS, START 3/31/2005.| SUMMIT WEALTH HOLDINGS, LLC, NOT INVESTMENT RELATED, CENTERVILLE, UT, 50% OWNER, START 11/2010, 0.5 HOURS PER MONTH/0 DURING TRADING, DUTIES: CO-OWNER & MANAGER.| GONE FLYING LLC, NOT INVESTMENT RELATED, SALT LAKE CITY, UT, 33.33% OWNER, START 11/17/2015, 4 HOURS PER MONTH, DUTIES: MEMBER/MANAGER| DIXIE GETAWAY LLC, NOT INV RELATED, WASHINGTON, UT, 50% OWNERSHIP, START 8/1/2017, 0 HOURS, NO DUTIES.| CRIMSON RIDGE WATER CO. LLC, NOT INV RELATED, CENTERVILLE, UT, 50% OWNERSHIP, START 1/13/2021, 1 HOUR PER MONTH, ZERO DURING TRADING, MANAGE WATER COMPANY.| HARBOR VIEW ESTATES HOME OWNER ASSOCIATION, INC, NOT INVT RELATED, CENTERVILLE, UT, 50% OWNERSHIP, START DATE 3/31/2021, 2 HRS PER MONTH, 0 HRS DURING TRADING, PARTIAL OWNER OF HOA.| PINEVIEW OVERLOOK HOA, NOT INV RELATED, CENTERVILLE, UT, 50% OWNERSHIP, START 9/9/24, 1 HR PER MONTH, 0 HRS DURING TRADING, OWNER OF HOA;| PINEVIEW OVERLOOK HOA, NOT INV RELATED, CENTERVILLE, UT, BOARD OF TRUSTEES, START 9/17/24, 1 HR PER MONTH, 0 HRS DURING TRADING, REVIEW AND APPROVE HOME PLANS, SETTING ANNUAL DUES AND APPROVE BUDGETS;
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2001-07-17 |
| S63 | Uniform Securities Agent State Law Examination | 2001-06-26 |
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