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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2016-08-19 |
| TX | RA | APPROVED_RES | 2012-04-04 |
| CA | RA | APPROVED | 2004-07-30 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Plains | PA | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Plains | PA | 11/2016 | Present |
POWER OF ATTORNEY FOR AUNT, INV RELATED, HARDING, PA, START: 01/01/2023, 2 HRS/MONTH, 1 HR DURING TRADING.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2003-01-10 |
| S63 | Uniform Securities Agent State Law Examination | 2002-08-02 |
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