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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2024-06-11 |
| CT | RA | APPROVED | 2022-04-25 |
| NY | RA | APPROVED | 2021-05-26 |
| TX | RA | APPROVED_RES | 2020-02-05 |
Branch Locations
1095 Avenue Of The Americas 3Rd & 4Th Floors, New York, NY 10036 • United States
3835 Pga Blvd. Suite 701, Palm Beach Gardens, FL 33410 • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stifel Nicolaus & Co Inc | New York | NY | 11/2012 | Present |
1. Forum Club;2nd FL Berkley Square House London 10028;Business and Social Club in London/Dubai/Singapore/New York;Board of Advisory;Consult on Events and Members; 4/1/19;30 hr/yr;not during securities trading hours; not investment related. 2. Clubhouse International; 483 Tenth Avenue New York, NY 10018; Non-Profit Mental Health; Board of Directors & Treasurer; Treasurer - Audit/Control Funds; 01/02/2012; 5hrs/mth; Not during securities trading hours; Not investment related
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2022-04-22 |
| S63 | Uniform Securities Agent State Law Examination | 2006-02-16 |
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