David Alan Higgins

Current Employers

Employment History

• 06/2011 → Present
  Northwestern Mutual Investment Services, Llc
  Houston, TX
• 09/2010 → Present
  Northwestern Mutual Life Insurance Company
  Milwaukee, WI
• 01/2016 → Present
  Northwestern Mutual Wealth Management Company
  Milwaukee, WI

Other Businesses

1) HTX CHICKEN, 1201 WICKCHESTER LANE, HOUSTON, , TEXAS, 77079, UNITED STATES OF AMERICA, NON-FINANCIAL SERVICES BUSINESS, START DATE: 3/23/2022, HOURS PER MONTH: 6-20, HOURS DURING SECURITIES TRADING HOURS: 0-5, DEVELOPMENT OF QSR RESTAURANTS, NOT -INVESTMENT RELATED 2) TJWHG, LLC, LEGAL ENTITY WMC COMPENSATION AND EA EMPLOYMENT, START DATE: 3/25/2022, HOURS PER MONTH: 80+, HOURS DURING SECURITIES TRADING HOURS: 80+, ESTABLISHED FOR BUSINESS PURPOSES; INVESTMENT RELATED. 3) HDWHG, LLC, LEGAL ENTITY, START DATE: 03/29/2022, HOURS PER MONTH: 80+, HOURS DURING SECURITIES TRADING HOURS: 80+, LEGAL ENTITY ESTABLISHED FOR BUSINESS PURPOSES; INVESTMENT RELATED. 4) TJWHG FFL, LLC, LEGAL ENTITY, START DATE: 03/29/2022, HOURS PER MONTH: 80+, HOURS DURING SECURITIES TRADING HOURS: 80+, LEGAL ENTITY ESTABLISHED FOR BUSINESS PURPOSES; INVESTMENT RELATED. 5) BOATX,LLC, 225 MATLAGE WAY, SUITE 109, SUGAR LAND, , TEXAS, 77478, UNITED STATES OF AMERICA, NON-FINANCIAL SERVICES BUSINESS, START DATE: 04/07/2022, HOURS PER MONTH: 6-20, HOURS DURING SECURITIES TRADING HOURS: 0-5, TO MANAGE HIRED OPERATOR AND MANAGE FINANCIALS OF QUICK SERVICE RESTAURANT FRANCHISE. MY WIFE WILL BE DOING MOST OF THE WORK; NON INVESTMENT-RELATED 6) TEXAS SLIDERS, LLC, 12012 WICKCHESTER LANE, SUITE 680, HOUSTON, , TEXAS, 77079, UNITED STATES OF AMERICA, NON-FINANCIAL SERVICES BUSINESS, START DATE: 8/18/2023, HOURS PER MONTH: 21-40, HOURS DURING SECURITIES TRADING HOURS: 6-20, DEVELOPMENT OF SITES AND DEVELOPMENT OF STORE, NON-INVESTMENT RELATED. 7) HDWHG, LLC, 13306 QUEENSBURY LN, HOUSTON, , TEXAS, 77079, UNITED STATES OF AMERICA, INVESTMENT PROPERTY, START DATE: 04/30/2024, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, OWN A RANCH WITH MY WIFE. investment related. 8) TEXAS SLIDERS WILLIS, LLC, 12012 WICKCHESTER LANE, SUITE 680, HOUSTON, , TEXAS, 77079, UNITED STATES OF AMERICA, NON-FINANCIAL SERVICES BUSINESS, START DATE: 4/26/2024, HOURS PER MONTH: 6-20, HOURS DURING SECURITIES TRADING HOURS: 0-5, NON-INVESTMENT RELATED. 9) TEXAS SLIDERS GESSNER, LLC, 12012 WICKCHESTER LN, SUITE 680, HOUSTON, , TEXAS, 77079, UNITED STATES OF AMERICA, NON-FINANCIAL SERVICES BUSINESS, START DATE: 11/6/2024, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, OPERATIONS AND FINANCIALS OVERSIGHT; NON INVESTMENT-RELATED. 10) TEXAS SLIDERS CONROE, LLC, 12012 WICKCHESTER LN, 680, HOUSTON, , TEXAS, 77079, UNITED STATES OF AMERICA, NON-FINANCIAL SERVICES BUSINESS, START DATE: 11/6/2024, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, OVERSIGHT; NON INVESTMENT-RELATED. 11) QUICKSERVE HOSPITALITY, LLC, 12012 WICKCHESTER LN, SUITE 680, HOUSTON, , TEXAS, 77079, UNITED STATES OF AMERICA, NON-FINANCIAL SERVICES BUSINESS, START DATE: 11/6/2024, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, OVERSIGHT; NON INVESTMENT-RELATED. 12) TRUSTEE, (FAMILY MEMBER), IMMEDIATE FAMILY, START DATE: 5/22/2013, MAINTAIN ASSETS WHILE LIVING AND DISTRIBUTE IN DEATH; NON INVESTMENT-RELATED. 13) OUTSIDE INSURANCE SALES/SERVICING, GENERAL SALES/SERVICING, START DATE: 10/13/2010; NON INVESTMENT-RELATED. 14) 50% OWNER, HDWHG RANCH, LLC, 934 MAGDALENE DR, HOUSTON, , TEXAS, 77024, UNITED STATES OF AMERICA, INVESTMENT PROPERTY, START DATE: 11/26/2024, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, OWNER. INVESTMENT RELATED. 15) FOUNDERS COLLECTIVE, 934 MAGDALENE DR, HOUSTON, , TEXAS, 77024, UNITED STATES OF AMERICA, NON-FINANCIAL SERVICES BUSINESS, START DATE: 08/10/2026, HOURS PER MONTH: 6-20, HOURS DURING SECURITIES TRADING HOURS: 0-5, BRING TOGETHER BUSINESS OWNERS IN PEER GROUPS TO GROW PERSONALLY AND PROFESSIONALLY. NON-INVESTMENT RELATED. 16) OWNER, 10H BISCUITS, LLC, 934 MAGDALENE DR, HOUSTON, , TEXAS, 77024, UNITED STATES OF AMERICA, INVESTMENT PROPERTY, START DATE: 8/11/2026, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, BUY LAND AND GET ENTITLEMENTS TO GROULD LEASE; INVESTMENT-RELATED.

Exams

• S65 Uniform Investment Adviser Law Examination
  2015-04-22
• S63 Uniform Securities Agent State Law Examination
  2011-12-08