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Current Employers
Jefferies Investment Advisers Llc

520 Madison Avenue, New York, NY 10022 • United States

Current Registrations

AuthorityCategoryStatusDate
NV RA APPROVED 2025-09-26
NY RA APPROVED 2023-05-25
  • NV RA
    APPROVED
    Since 2025-09-26
  • NY RA
    APPROVED
    Since 2023-05-25

Branch Locations

520 Madison Avenue, New York, NY 10022 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Jpmorgan Chase Bank, N.A. New York NY 10/2010 09/2019
J.P. Morgan Securities Llc New York NY 10/2008 09/2019
Jefferies Llc New York NY 09/2019 Present
Leucadia Asset Management Llc New York NY 09/2019 Present
  • 10/2010 → 09/2019
    Jpmorgan Chase Bank, N.A.
    New York, NY
  • 10/2008 → 09/2019
    J.P. Morgan Securities Llc
    New York, NY
  • 09/2019 → Present
    Jefferies Llc
    New York, NY
  • 09/2019 → Present
    New York, NY
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-11-27
  • S66 Uniform Combined State Law Examination
    2001-11-27

View on SEC IAPD

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