Best Investors Account Sign in
Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2024-06-25
NY RA APPROVED 2021-07-27
SC RA APPROVED 2021-02-25
TX RA APPROVED_RES 2019-07-19
NJ RA APPROVED 2008-11-24
  • CT RA
    APPROVED
    Since 2024-06-25
  • NY RA
    APPROVED
    Since 2021-07-27
  • SC RA
    APPROVED
    Since 2021-02-25
  • TX RA
    APPROVED_RES
    Since 2019-07-19
  • NJ RA
    APPROVED
    Since 2008-11-24

Branch Locations

280 Park Ave 27Th & 29Th Fls, New York, NY 10017 • United States

Isle Palms, SC • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc New York NY 05/2009 11/2016
Wells Fargo Clearing Services, Llc New York NY 11/2016 Present
Other Businesses

MUSICIAN, NOT INV RELATED, HOBOKEN, NJ, SINGER/GUITARIST, START 1/2007, 4-12 HOURS PER MONTH/0 DURING TRADING, DUTIES: PLAY MUSIC.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-11-21
  • S66 Uniform Combined State Law Examination
    2008-11-21
Designations

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in New York, NY

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor