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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2021-02-23
  • IL RA
    APPROVED
    Since 2021-02-23

Branch Locations

500 Skokie Blvd Suite 285, Northbrook, IL 60062 • United States

Iht Wealth Management Llc

123 N. Wacker Dr. Suite 2300, Chicago, IL 60606 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2019-11-04
  • IL RA
    APPROVED
    Since 2019-11-04

Branch Locations

One Northfield Plaza Suite 203, Northfield, IL 60093 • United States

123 N. Wacker Dr. Suite 2300, Chicago, IL 60606 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services Inc Northfield IL 02/2005 11/2016
Lpl Financial Llc Northbrook IL 11/2016 Present
Independent Financial Partners Northbrook IL 11/2016 12/2018
Sheridan Road Advisors, Llc (Sheridan Road) Northbrook IL 07/2018 11/2019
Iht Wealth Management Llc Northfield IL 11/2019 Present
Lpl Financial Llc Northbrook IL 01/2021 Present
Previous Registrations
  • 2018-08-14 → 2019-11-14
    Sheridan Road Advisors, Llc, A Hub International Company
    Northbrook, IL
  • 2016-11-09 → 2018-12-31
    Northbrook, IL
    Northbrook, IL
  • 2005-02-10 → 2016-11-09
    Glenview, IL
    Northfield, IL
    Glenview, IL
    Glenview, IL
    Northfield, IL
  • 2004-04-27 → 2005-01-28
    Kestra Investment Services, Llc
    Naperville, IL
Other Businesses

1. 11/2/2017 - Hoopis Group - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Insurance Agent - Started 09/14/2017 - 2 Hours Per Month During Securities Trading. 2. 5/14/2018 - KME Insurance Brokerage - Investment Related - At Reported Business Location(s) - Insurance Sales Representative/Agent - Insurance Agency - Started 04/18/2018 - 2 Hours Per Month During Securities Trading. 3. 6/12/2018 - St. John Financial Group, Inc. - Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Started 05/07/2014 - 5 Hours Per Month/0 Hours During Securities Trading. 4. 11/12/2019 - IHT Wealth Management - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Started 11/01/2019 - 150 Hours Per Month/120 Hours During Securities Trading - I provide investment advisory services through IHT Wealth Management, an independent investment advisor firm. I started this business activity in 11/2019. I expect to spend approximately 150 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 5. 02/10/2023 - Tim St. John Memorial Foundation - Non-Profit Board Member - Not Investment Related - Home Based - Start Date 08/22/2022 - 10 Hours Per Month/ 0 Hours During Trading

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2004-03-29
S63 Uniform Securities Agent State Law Examination 2002-05-03
  • S65 Uniform Investment Adviser Law Examination
    2004-03-29
  • S63 Uniform Securities Agent State Law Examination
    2002-05-03
Other Names
  • Jeff Raymond St. John
  • Jeff St. John
  • Jeffrey R St. John
  • Jeffrey St. John
  • Jeffrey Raymond St. John
  • Jeffrey Raymond St John
  • Jeffrey R. St. John

View on SEC IAPD

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