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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2021-02-23 |
Branch Locations
500 Skokie Blvd Suite 285, Northbrook, IL 60062 • United States
123 N. Wacker Dr. Suite 2300, Chicago, IL 60606 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2019-11-04 |
Branch Locations
One Northfield Plaza Suite 203, Northfield, IL 60093 • United States
123 N. Wacker Dr. Suite 2300, Chicago, IL 60606 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services Inc | Northfield | IL | 02/2005 | 11/2016 |
| Lpl Financial Llc | Northbrook | IL | 11/2016 | Present |
| Independent Financial Partners | Northbrook | IL | 11/2016 | 12/2018 |
| Sheridan Road Advisors, Llc (Sheridan Road) | Northbrook | IL | 07/2018 | 11/2019 |
| Iht Wealth Management Llc | Northfield | IL | 11/2019 | Present |
| Lpl Financial Llc | Northbrook | IL | 01/2021 | Present |
1. 11/2/2017 - Hoopis Group - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Insurance Agent - Started 09/14/2017 - 2 Hours Per Month During Securities Trading. 2. 5/14/2018 - KME Insurance Brokerage - Investment Related - At Reported Business Location(s) - Insurance Sales Representative/Agent - Insurance Agency - Started 04/18/2018 - 2 Hours Per Month During Securities Trading. 3. 6/12/2018 - St. John Financial Group, Inc. - Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Started 05/07/2014 - 5 Hours Per Month/0 Hours During Securities Trading. 4. 11/12/2019 - IHT Wealth Management - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Started 11/01/2019 - 150 Hours Per Month/120 Hours During Securities Trading - I provide investment advisory services through IHT Wealth Management, an independent investment advisor firm. I started this business activity in 11/2019. I expect to spend approximately 150 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 5. 02/10/2023 - Tim St. John Memorial Foundation - Non-Profit Board Member - Not Investment Related - Home Based - Start Date 08/22/2022 - 10 Hours Per Month/ 0 Hours During Trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2004-03-29 |
| S63 | Uniform Securities Agent State Law Examination | 2002-05-03 |
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