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Patricia Edna Carabello

Cmc Advisors, Inc.

Boca Raton, FL

New York, NY

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Current Employers
Cmc Advisors, Inc.

433 Plaza Real Suite 275, Boca Raton, FL 33432 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2008-10-03
  • TX RA
    APPROVED_RES
    Since 2008-10-03

Branch Locations

433 Plaza Real Suite 275, Boca Raton, FL 33432 • United States

New York, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cmc Interactive, Llc New York NY 08/2001 Present
Cmc Advisors, Inc. New York NY 08/2001 Present
  • 08/2001 → Present
    Cmc Interactive, Llc
    New York, NY
  • 08/2001 → Present
    New York, NY
Other Businesses

1. CMC INTERATIVE, LLC, A THIRD PARTY ADMINISTRATOR, LOCATED AT 75 BROAD STREET, 30TH FLOOR, NEW YORK, NY 10004 IS NOT INVESTMENT RELATED. SINCE AUGUST, 2001 I HAVE BEEN CCO, OWNER AND PRINCIPAL DEVOTING ABOUT 100 HOURS A MONTH, 50 HOURS DURING SECURITY TRADING HOURS, TO SALES, OPERATIONS MANAGEMENT AND INVESTMENT REVIEW. 2. TCR DEVELOPMENT, LLC 8/25/2006-PRESENT(NOT INVESTMENT RELATED; TITLE: OWNER/CO-FOUNDER/PRINCIPAL 4040 WOODCOCK DRIVE, SUITE 250, JACKSONVILLE, FL 32207 SOFTWARE DEVELOPMENT & IT SUPPORT RELATIONSHIP TO CMC ADVISORS/CMC INTERACTIVE-SOME OF THE SAME OWNERS, CMC ADVISORS AND CMC INTERACTIVE USE TCR'S SOFTWARE. 3. SOLEHUB, LLC- 9/11/2013-PRESENT (NOT INVESTMENT RELATED) OWNER/CO-FOUNDER/PRINCIPAL 75 BROAD STREET, #3010, NEW YORK, NY 10004 E-COMMERCE; RELATIONSHIP TO CMC ADVISORS/CMC INTERACTIVE-SOME OF THE SAME OWNERS.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2001-07-12
S63 Uniform Securities Agent State Law Examination 2001-07-06
  • S65 Uniform Investment Adviser Law Examination
    2001-07-12
  • S63 Uniform Securities Agent State Law Examination
    2001-07-06

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