Christopher Liu

Current Employers

Employment History

• 05/2003 → Present
  Cantor Fitzgerald Securities
  New York, NY
• 10/2024 → Present
  Transamerica Financial Advisors, Inc
  Bohemia, NY
• 09/2023 → Present
  Wfgia
  Bohemia, NY
• 01/2019 → 02/2024
  Sandp Global
  New York, NY
• 12/2004 → 12/2018
  Thomson Reuter/Refinitiv
  New York, NY
• 05/2023 → Present
  Hlw Alpha Llc
  Bayonne, NJ
• 06/2021 → Present
  Braata Productions
  Saint Albans, NY
• 01/2026 → Present
  Inheritguard, Llc
  Sheridan, WY

Other Businesses

Sales of insurance and non-insurance products, part-time or full-time, for companies affiliated with Transamerica Financial Advisors, Inc. HLW ALPHA LLC/Investment Related - Yes/13 E 28th St Bayonne, NJ 07002/We purchase properties that we feel are undervalued by the market. We renovate the properties and then rent them out/Managing Member/04.2023/5/1/Responsible for obtaining insurance for the properties and seeking bids for contractors on various maintenance and repair projects including things like pest control. BRAATA PRODUCTIONS/Investment Related - No/118-05 200th Street St. Albans, NY 11412 /Celebrating Caribbean arts and culture, empowering artists, and fostering appreciation for the diverse artistic expressions of the Caribbean islands. The focus is on performance art in the form of play productions, concerts, as well as educational events, senior center engagement and Caribbean festivals/Board Chair/06.2021/4/0/- Set agenda for quarterly board meetings -Lead the board in coordination with the Executive Director -Fundraising efforts -Participation in financial committee -Fiduciary responsibility for the OBA INHERITGUARD, LLC POSITION: representative NATURE: PROVIDING BUNDLED PROFESSIONAL SERVICES WITH EMPHASIS ON ESTATE PLANNING SERVICES INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 01/30/2026 ADDRESS: 30 N Gould Street, STE 41954, SHERIDAN WY 82801, United States DESCRIPTION: CLIENT COMMUNICATIONS, FOLLOW UP WITH CLIENT ISSUES, PROVIDE EDUCATION ON ESTATE PLANNING ISSUES, SCHEDULE APPOINTMENTS

Exams

• S63 Uniform Securities Agent State Law Examination
  2025-01-25

Designations