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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2021-11-09 |
| FL | RA | APPROVED | 2021-02-23 |
| NY | RA | APPROVED | 2021-02-23 |
Branch Locations
1095 Avenue Of The Americas 3Rd & 4Th Floors, New York, NY 10036 • United States
2340 Collins Avenue Suite 200, Miami Beach, FL 33139 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc | New York | NY | 11/2013 | 12/2019 |
| Stifel Nicolaus & Co Inc | New York | NY | 12/2019 | Present |
1. Florida Department of State Notary Commission; 2415 North Monroe St, Tallahassee, FL 32303; Notary; 11/21/2021; 1 Hour per Month; During Securities Trading Hours; Not Investment-Related.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-02-22 |
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