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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2023-06-06
NY RA APPROVED 2021-10-26
TX RA APPROVED 2008-11-07
  • FL RA
    APPROVED
    Since 2023-06-06
  • NY RA
    APPROVED
    Since 2021-10-26
  • TX RA
    APPROVED
    Since 2008-11-07

Branch Locations

299 Park Avenue 8Th,9Th And 11Th Floor, New York, NY 10171 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc New York NY 11/2008 Present
Previous Registrations
  • 2007-04-02 → 2008-11-10
    Morgan Stanley & Co. Llc
    New York, NY
  • 2007-02-28 → 2007-04-02
    Morgan Stanley Dw Inc.
    New York, NY
    New York, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 1999-11-20
  • S66 Uniform Combined State Law Examination
    1999-11-20
Other Names
  • Alexander Kohn

View on SEC IAPD

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