Lewis J Block

Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2016 → 05/2026
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  New York, NY
• 03/2016 → 05/2026
  Bank Of America, N.A.
  New York, NY
• 05/2026 → Present
  Morgan Stanley Smith Barney Llc
  New York, NY
• 06/2026 → Present
  Morgan Stanley Private Bank, N.A.
  New York, NY

Previous Registrations

• 2016-01-11 → 2026-05-04
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  New York, NY
• 2009-01-09 → 2016-01-20
  Ubs Financial Services Inc.
  Paramus, NJ
• 2008-02-08 → 2009-01-13
  Morgan Stanley & Co. Llc
  Pearl River, NY
  Pearl River, NY

Other Businesses

(1) 694684 - Jamie Block Musician / Not Investment Related / New York, NY / Other / Not an Official Biz Entity - de minimis income / 01-May-2026 / During business hours: 5 / After business hours: 0 / I sing songs in small clubs from time to time.

Exams

• S65 Uniform Investment Adviser Law Examination
  2001-08-17
• S63 Uniform Securities Agent State Law Examination
  2001-07-23

Other Names

• Jamie Block
• Lewis Jonathan Block